How Do We “Become” Boys And Girls?

In 550 words, please make sure you write a well-organized and critical reaction to my question(s) below.

For this seminar you will discuss the question “how do we ‘become’ boys and girls?”  using firsthand experience to illustrate, as well as offering any insight you have into the question. Integrate at least 2 references from the texts in this module to help illustrate your claims.

Think, for example, about what experiences, toys, activities shaped you as a young person in terms of gender. Do any experiences NOT shape our understanding of gender in some way?

Did you experience any limitations because of your gender?

How does culture influence gender?

What is a “gender role?” Where do we learn them?

To what extent does culture influence human biology?

Philosophy Essay 3

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T H E G R E AT C O N V E R S AT I O N

 

 

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T H E GR E AT CON V ER SAT ION

A Historical Introduction to Philosophy

E I G H T H E D I T I O N

NOR M A N MELCHERT Professor Emeritus, Lehigh University

DAVID R . MOR ROW Visiting Fellow, George Mason University

New York Oxford OXFORD UNIVERSITY PRESS

 

 

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Oxford University Press is a department of the University of Oxford. It furthers the University’s objective of excellence in research, scholarship, and education by publishing worldwide. Oxford is a registered trade mark of Oxford University Press in the UK and certain other countries.

Published in the United States of America by Oxford University Press 198 Madison Avenue, New York, NY 10016, United States of America.

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You must not circulate this work in any other form and you must impose this same condition on any acquirer.

Library of Congress Cataloging-in-Publication Data

Names: Melchert, Norman, author. | Morrow, David R., author. Title: The great conversation : a historical introduction to philosophy /    Norman Melchert, Professor Emeritus, Lehigh University; David R. Morrow,    Visiting Fellow, George Mason University. Description: Eighth edition. | New York : Oxford University Press, 2018.    | Includes bibliographical references and index. Identifiers: LCCN 2018011655 | ISBN 9780190670610 (hardcover) Subjects: LCSH: Philosophy–Textbooks. Classification: LCC BD21 .M43 2018 | DDC 190–dc23 LC record available at https://lccn.loc.gov/2018011655

Printing number: 9 8 7 6 5 4 3 2 1 Printed by LSC Communications Inc. United States of America

 

 

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A Word to Instructors xiii A Word to Students xv Acknowledgments xxi

1. BEFORE PHILOSOPHY: MYTH IN HESIOD AND HOMER 1

Hesiod: War Among the Gods 2 Homer: Heroes, Gods, and Excellence 4

2. PHILOSOPHY BEFORE SOCRATES 9

Thales: The One as Water 10 Anaximander: The One as the Boundless 11 Xenophanes: The Gods as Fictions 13 Sketch: Pythagoras 15 Heraclitus: Oneness in the Logos 17 Parmenides: Only the One 22 Zeno: The Paradoxes of Common Sense 27 Atomism: The One and the Many Reconciled 28

the key: an ambiguity 29 the world 30

the soul 31 how to live 33

3. APPEARANCE AND REALITY IN ANCIENT INDIA 35

The Vedas and the Upaniṣads 35 The Buddha 38

the four noble truths and the noble eightfold path 39 right view 41

Non-Self and Nāgasena 43 The Brahmanical Schools 45

vaiŚeṢika 46 nyĀya 48

The Great Conversation in India 53

4. THE SOPHISTS: RHETORIC AND RELATIVISM IN ATHENS 55

Democracy 55 The Persian Wars 56 The Sophists 58

CONTENTS

 

 

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rhetoric 60 relativism 62 physis and nomos 63

Athens and Sparta at War 67 Aristophanes and Reaction 69

5. REASON AND RELATIVISM IN CHINA 75

A Brief History of Ancient China 75 Mozi 77 The School of Names 80 The Later Mohists 82 Zhuangzi 83 Sketch: Laozi 88

6. SOCRATES: TO KNOW ONESELF 91

Character 92 Is Socrates a Sophist? 95 What Socrates “Knows” 97

we ought to search for truth 98 human excellence is knowledge 99 all wrongdoing is due to ignorance 100 the most important thing of all is to care for your soul 100

7. THE TRIAL AND DEATH OF SOCRATES 102

Euthyphro 103 translator’s introduction 103 the dialogue 103 commentary and questions 111

Apology 116 translator’s introduction 116 the dialogue 117 commentary and questions 129

Crito 135 translator’s introduction 135

the dialogue 135 commentary and questions 142

Phaedo (Death Scene) 144 translator’s introduction 144 the dialogue (selection) 145 commentary and questions 147

8. PLATO: KNOWING THE REAL AND THE GOOD 148

Knowledge and Opinion 149 making the distinction 149 we do know certain truths 151 the objects of knowledge 152 the reality of the forms 154

The World and the Forms 155 how forms are related to the world 155 lower and higher forms 158 the form of the good 160

The Love of Wisdom 162 what wisdom is 162 love and wisdom 165

The Soul 168 the immortality of the soul 169 the structure of the soul 170

Morality 171 The State 177 Problems with the Forms 179

9. ARISTOTLE: THE REALITY OF THE WORLD 182

Aristotle and Plato 182 Logic and Knowledge 184

terms and statements 185 truth 187 reasons why: the syllogism 188 knowing first principles 190

 

 

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The World 192 nature 193 the four “becauses” 194 is there purpose in nature? 195 teleology 196

First Philosophy 197 not plato’s forms 198 what of mathematics? 199 substance and form 199 pure actualities 201 god 201

The Soul 203 levels of soul 204 soul and body 205 nous 206

The Good Life 208 happiness 208 virtue or excellence (areté) 212 the role of reason 213 responsibility 216 the highest good 217

10. CONFUCIUS, MENCIUS, AND XUNZI: VIRTUE IN ANCIENT CHINA 220

Confucius 220 the way of confucius 221 ritual propriety 223 good government 224

Mencius 226 differentiated love 226 human nature is good 228

Xunzi 230 The Confucians’ Legacy 233

11. EPICUREANS, STOICS, AND SKEPTICS: HAPPINESS FOR THE MANY 235

The Epicureans 236

The Stoics 241 Profile: Marcus Aurelius 244 The Skeptics 246

12. JEWS AND CHRISTIANS: SIN, SALVATION, AND LOVE 253

Background 253 Jesus 255 The Meaning of Jesus 259

13. AUGUSTINE: GOD AND THE SOUL 261

Wisdom, Happiness, and God 267 God and the World 270

the great chain of being 270 Sketch: Hypatia of Alexandria 273

evil 273 time 274

Human Nature and Its Corruption 277 Human Nature and Its Restoration 282 Augustine on Relativism 284 The Two Cities 285 Augustine and the Philosophers 287

reason and authority 288 intellect and will 288 epicureans and stoics 289

14. PHILOSOPHY IN THE ISLAMIC WORLD: THE GREAT CONVERSATION SPREADS OUT 292

A Sea Change in the Mediterranean Basin 292 Al-Kindī, the “Philosopher of the Arabs” 294 Al-Fārābi, the “Second Master” 297

religion as subordinate to philosophy 297 emanation and the active intellect 298

 

 

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Sketch: The Celestial Spheres 299 certitude, absolute certitude, and opinion 299

Avicenna, the “Preeminent Master” 300 existence and essence 301 the necessary existent, god 302 the soul and its faculties 304

Al-Ghazālī 306 Sketch: Maimonides (Moses ben Maimon) 309 The Great Conversation in the Islamic World 309

15. ANSELM AND AQUINAS: EXISTENCE AND ESSENCE IN GOD AND THE WORLD 311

Anselm: On That, Than Which No Greater Can Be Conceived 311

The Transfer of Learning 315 Thomas Aquinas: Rethinking Aristotle 316 Sketch: Averroës, the Commentator 317

philosophy and theology 318 from creation to god 319 the nature of god 324 humans: their souls 326 humans: their knowledge 328 humans: their good 330

Ockham and Skeptical Doubts—Again 335

16. FROM MEDIEVAL TO MODERN EUROPE 340

The World God Made for Us 340 Reforming the Church 344 Revolutions 348

humanism 348 skeptical thoughts revived 350 copernicus to kepler to galileo: the great triple play 353

The Counter-Reformation 358

17. RENÉ DESCARTES: DOUBTING OUR WAY TO CERTAINTY 360

The Method 362 Meditations on First Philosophy 364

meditation i 366 Commentary and Questions 368

meditation ii 369 Commentary and Questions 372

meditation iii 375 Commentary and Questions 381

meditation iv 384 Commentary and Questions 387

meditation v 388 Commentary and Questions 391

meditation vi 392 Commentary and Questions 398

What Has Descartes Done? 400 a new ideal for knowledge 400 a new vision of reality 401 problems 401 the preeminence of epistemology 402

18. HOBBES, LOCKE, AND BERKELEY: MATERIALISM AND THE BEGINNINGS OF EMPIRICISM 404

Thomas Hobbes: Catching Persons in the Net of the New Science 404 method 405 minds and motives 406

Sketch: Margaret Cavendish 407 Sketch: Francis Bacon 412

the natural foundation of moral rules 413

John Locke: Looking to Experience 416 origin of ideas 417

 

 

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idea of the soul 419 idea of personal identity 419 language and essence 420 the extent of knowledge 422 of representative government 424 of toleration 426

George Berkeley: Ideas into Things 427 abstract ideas 428 ideas and things 430 god 434

19. DAVID HUME: UNMASKING THE PRETENSIONS OF REASON 438

How Newton Did It 439 Profile: Émilie du Châtelet 440 To Be the Newton of Human Nature 441 The Theory of Ideas 443 The Association of Ideas 444 Causation: The Very Idea 445 The Disappearing Self 451 Rescuing Human Freedom 453 Is It Reasonable to Believe in God? 455 Understanding Morality 458

reason is not a motivator 458 the origins of moral judgment 460

Is Hume a Skeptic? 462

20. IMMANUEL KANT: REHABILITATING REASON (WITHIN STRICT LIMITS) 465

Critique 467 Judgments 468 Geometry, Mathematics, Space, and Time 470 Common Sense, Science, and the A Priori

Categories 473 Phenomena and Noumena 476

Sketch: Baruch Spinoza 477 Sketch: Gottfried Wilhelm von Leibniz 478 Reasoning and the Ideas of Metaphysics:

God, World, and Soul 479 the soul 481 the world and the free will 482 god 483 the ontological argument 484

Reason and Morality 485 the good will 486 the moral law 488

Sketch: Jean-Jacques Rousseau 490 autonomy 491 freedom 492

21. GEORG WILHELM FRIEDRICH HEGEL: TAKING HISTORY SERIOUSLY 496

Historical and Intellectual Context 497 the french revolution 497 the romantics 498

Epistemology Internalized 498 Sketch: Arthur Schopenhauer 501 Self and Others 504 Stoic and Skeptical Consciousness 507 Hegel’s Analysis of Christianity 508 Reason and Reality: The Theory of Idealism 509 Spirit Made Objective: The Social Character

of Ethics 511 History and Freedom 516

22. KIERKEGAARD AND MARX: TWO WAYS TO “CORRECT” HEGEL 521

Kierkegaard: On Individual Existence 521 the aesthetic 522 the ethical 525

 

 

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the religious 528 the individual 535

Marx: Beyond Alienation and Exploitation 537 alienation, exploitation, and private property 539 communism 542

23. MORAL AND POLITICAL REFORMERS: THE HAPPINESS OF ALL, INCLUDING WOMEN 545

The Classic Utilitarians 545 Profile: Peter Singer 553 The Rights of Women 555

24. FRIEDRICH NIETZSCHE: THE VALUE OF EXISTENCE 562

Pessimism and Tragedy 563 Goodbye Real World 567 The Death of God 570 Revaluation of Values 573

master morality/slave morality 574 Profile: Iris Murdoch 575

our morality 578 The Overman 581 Affirming Eternal Recurrence 589

25. THE PRAGMATISTS: THOUGHT AND ACTION 593

Charles Sanders Peirce 593 fixing belief 594 belief and doubt 596 truth and reality 597 meaning 601 signs 604

John Dewey 606 the impact of darwin 606 naturalized epistemology 608

Sketch: William James 609 nature and natural science 610 value naturalized 612

26. LUDWIG WITTGENSTEIN: LINGUISTIC ANALYSIS AND ORDINARY LANGUAGE 617

Language and Its Logic 617 Tractatus Logico-Philosophicus 619 Sketch: Bertrand Russell 620

picturing 622 thought and language 624 logical truth 626 saying and showing 627 setting the limit to thought 628 value and the self 629 good and evil, happiness and unhappiness 631 the unsayable 633

Profile: The Logical Positivists 634 Philosophical Investigations 636

philosophical illusion 637 language-games 639 naming and meaning 640 family resemblances 641

The Continuity of Wittgenstein’s Thought 643

Our Groundless Certainty 645 Profile: Zen 646

27. MARTIN HEIDEGGER: THE MEANING OF BEING 651

What Is the Question? 652 The Clue 653 Phenomenology 655 Being-in-the-World 657 The “Who” of Dasein 662

 

 

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Liberal Irony: Richard Rorty 712 contingency, truth, and antiessentialism 713 liberalism and the hope of solidarity 716 relativism 719

30. PHYSICAL REALISM AND THE MIND: QUINE, DENNETT, SEARLE, NAGEL, JACKSON, AND CHALMERS 722

Science, Common Sense, and Metaphysics: Willard van Orman Quine 723 holism 724 ontological commitment 728 natural knowing 729

The Matter of Minds 733 intentionality 734 intentional systems: daniel dennett 735 the chinese room: john searle 738 consciousness: nagel, jackson, chalmers 739

Afterword …………………………………… A-1 Appendix: Writing a Philosophy Paper …… App-1 Glossary …………………………………….. G-1 Credits ……………………………………… C-1 Index ………………………………………… I-1

Modes of Disclosure 664 attunement 665 understanding 667 discourse 669

Falling-Away 670 idle talk 671 curiosity 671 ambiguity 672

Care 672 Death 673 Conscience, Guilt, and Resoluteness 674 Temporality as the Meaning of Care 677

28. SIMONE DE BEAUVOIR: EXISTENTIALIST, FEMINIST 680

Ambiguity 680 Profile: Jean-Paul Sartre 684 Ethics 686 Woman 691

29. POSTMODERNISM: DERRIDA, FOUCAULT, AND RORTY 698

Deconstruction: Jacques Derrida 699 writing, iterability, différance 701 deconstructing a text 705

Knowledge and Power: Michel Foucault 706 archaeology of knowledge 708 genealogy 709

 

 

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Philosophy is both argument and innovation. We try in this introductory text to provide students with excellent examples of both in the ongoing story of a basic part of our intellectual life. We aim to teach students how to think by ap- prenticing them to a succession of the best thinkers humanity has produced, mainly but not exclu- sively in the Western tradition, thereby drawing them into this ongoing conversation. So we see how Aristotle builds on and criticizes his teacher, Plato, how Augustine creatively melds traditions stemming from Athens and Jerusalem, how Kant tries to solve “Hume’s problem,” and why Witt- genstein thought most previous philosophy was meaningless.

This eighth edition continues to represent the major philosophers through extensive quotations set in a fairly rich cultural and historical context. The large number of cross-references and footnotes continue to make the conversation metaphor more than mere fancy. And the four complete works— Euthyphro, Apology, Crito, and Meditations—are retained.

New to This Edition A number of new features will be found in this edition. Throughout, the text has been tight- ened up and minor sections were deleted to make room for new material. In addition, several larger changes have been made. These changes include the following:

• Three new chapters introduce students to the beginnings of philosophical conversations in India and China, with one chapter on ancient Indian philosophy and two chapters on ancient Chinese philosophy.

• A new chapter is devoted entirely to philosophy in the Islamic world.

• A section on Hildegaard of Bingen in a chapter on medieval thought and new sketches of Hypa- tia and Margaret Cavendish, and a profile of Émilie du Châtelet.

Again, for this edition, a student web page is avail- able at www.oup.com/us/melchert. Here students will find essential points, vocabulary flashcards, sample multiple-choice questions, and further web

A WORD TO INSTRUCTORS

 

 

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contains too much material for a single semester, it provides a rich menu of choices for instructors who do not wish to restrict themselves to the earlier or later periods.

In this era, when even the educated have such a thin sense of history, teaching philosophy in this conversational, cumulative, back- and forward- looking way can be a service not just to philo- sophical understanding, but also to the culture as a whole.

resources for each chapter. The latter consist mainly, though not exclusively, of original philosophical texts. This means that if you want to assign students to read, say, Hume’s Enquiry or parts of Plato’s Re- public, these texts are easy for them to find. An In- structor’s Manual is available at the same site.

The text is again available both as a single hard- back edition and as two paperback volumes, so it can be used economically in either a whole-year or a single-semester course. Although the entire book

 

 

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We all have opinions—we can’t help it. Having opinions is as natural to us as breathing. Opinions, moreover, are a dime a dozen. They’re floating all around us and they’re so different from each other. One person believes this, another that. You believe in God, your buddy doesn’t. John thinks there’s nothing wrong with keeping a found wallet, you are horrified. Some of us say, “Everybody’s got their own values”; others are sure that some things are just plain wrong—wrong for everybody. Some delay gratification for the sake of long-term goals; others indulge in whatever pleasures happen to be at hand. What kind of world do we live in? Jane studies science to find out, Jack turns to the occult. Is death the end for us?—Some say yes, some say no.

What’s a person to do?

Study Philosophy! You don’t want simply to be at the mercy of ac- cident in your opinions—for your views to be decided by irrelevant matters such as whom you

happen to know or where you were brought up. You want to believe for good reasons. That’s the right question, isn’t it? Which of these many opinions has the best reasons behind it? You want to live your life as wisely as possible.

Fortunately, we have a long tradition of really smart people who have been thinking about issues such as these, and we can go to them for help. They’re called “philosophers”—lovers of wisdom—and they have been trying to straighten out all these issues. They are in the business of asking which opinions or views or beliefs there is good reason to accept.

Unfortunately, these philosophers don’t all agree either. So you might ask, If these really smart philosophers can’t agree on what wisdom says, why should I pay them any attention? The answer is—because it’s the best shot you’ve got. If you seriously want to improve your opinions, there’s nothing better you can do than engage in a “conversation” with the best minds our history has produced.

One of the authors of this book had a teacher— a short, white-haired, elderly gentleman with a

A WORD TO STUDENTS

 

 

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has been. We have taken the metaphor of a conver- sation seriously. These folks are all talking to each other, arguing with each other, trying to convince each other—and that makes the story of philoso- phy a dramatic one. Aristotle learns a lot from his teacher, Plato, but argues that Plato makes one big mistake—and that colors everything else he says. Aquinas appreciates what Aristotle has done but claims that Aristotle neglects a basic feature of reality—and that makes all the difference. In the seventeenth century, Descartes looks back on his predecessors with despair, noting that virtually no agreement has been reached on any topic; he re- solves to wipe the slate clean and make a new start. Beginning with an analysis of what it is to believe anything at all, C. S. Peirce argues that what Des- cartes wants to do is impossible. And so it goes.

Not all the philosophers in this book have been involved in the same conversation, however. While this book focuses mainly on the Western tradition—the philosophical conversation that began in ancient Greece—other cultures have had their own philosophical conversations. Philosophy arose independently in India and China as well, and the conversations in South and East Asia have been as rich as those in the West. This book cannot hope to convey those conversations in their entirety, but it will introduce you to some key ideas in each of them. Examining early Indian and Chinese philoso- phy alongside Western philosophy helps illuminate both the commonalities among those traditions— the questions that human beings have wrestled with all over the globe—and the differences be- tween them.

To emphasize the conversational and interac- tive aspect of philosophy, the footnotes in this book provide numerous cross-references, mainly within Western philosophy but also between Western and non-Western thinkers. Your understanding of an issue will be substantially enriched if you follow up on these. To appreciate the line one thinker is pushing, it is important to see what he is arguing against, where he thinks that others have made mistakes, and how other thinkers have approached the same problems. No philosopher simply makes

thick German accent—who used to say, “Whether you will philosophize or won’t philosophize, you must philosophize.” By this, he meant that we can’t help making decisions about these crucial matters. We make them either well or badly, conscious of what we are doing or just stumbling along. As Kierkegaard would say, we express such decisions in the way we live, whether or not we have ever given them a moment’s thought. In a sense, then, you are already a philosopher, already engaged in the business philosophers have committed them- selves to. So you shouldn’t have any problem in making a connection with what they write.

Does it help to think about such matters? You might as well ask whether it helps to think about the recipe before you start to cook. Socrates says that “the unexamined life is not worth living.” And that’s what philosophy is: an examination of opinions—and also of our lives, shaped by these opinions. In thinking philosophically, we try to sort our opinions into two baskets: the good-views basket and the trash.

We want to think about these matters as clearly and rationally as we can. Thinking is a kind of craft. Like any other craft, we can do it well or poorly, with shoddy workmanship or with care, and we improve with practice. It is common for people who want to learn a craft—cabinetmaking, for example—to apprentice themselves for a time to a master, doing what the master does until the time comes when they are skillful enough to set up shop on their own. You can think of reading this book as a kind of apprenticeship in thinking, with Socrates, Plato, Kant, and the rest as the masters. By thinking along with them, noting their insights and arguments, following their examinations of each other’s opinions, you should improve that all- important skill of your own.

This Book This book is organized historically because that’s how philosophy has developed. It’s not just a re- cital of this following that, however. It is also in- tensively interactive because that’s what philosophy

 

 

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2. Epistemology, the theory of knowledge. We want to think not only about what there is, but also about how we know what there is— or, maybe, whether we can know anything at all! So we reflectively ask, What is it to know something anyway? How does that differ from just believing it? How is knowing something related to its being true? What is truth? How far can our knowledge reach? Are some things simply unknowable?

3. Ethics, the theory of right and wrong, good and bad. We aren’t just knowers and believ- ers. We are doers. The question then arises of what wisdom might say about how best to live our lives. Does the fact that something gives us pleasure make it the right thing to do? Do we need to think about how our actions affect others? If so, in what way? Are there really goods and bads, or does thinking so make it so? Do we have duties? If so, where do they come from? What is virtue and vice? What is justice? Is justice important?

4. Human nature—Socrates took as his motto a slogan that was inscribed in the temple of Apollo in Delphi: know thyself. But that has proved none too easy to do. What are we, anyway? Are we simply bits of matter caught up in the uni- versal mechanism of the world, or do we have minds that escape this deterministic machine? What is it to have a mind? Is mind separate from body? How is it related to the brain? Do we have a free will? How important to my self-identity is my relationship to others? To what degree can I be responsible for the creation of myself?

Running through these issues is a fifth one that perhaps deserves special mention. It centers on the idea of relativism. The question is whether there is a way to get beyond the prejudices and assumptions peculiar to ourselves or our culture—or whether that’s all there is. Are there just opinions, with no one opinion ultimately any better than any other? Are all views relative to time and place, to culture and position? Is there no truth—or, anyway, no truth that we can know to be true?

pronouncements in the dark. There is always something that bugs each thinker, something she thinks is terribly wrong, something that needs cor- rection. This irritant may be something current in the culture, or it may be what other philosophers have been saying. Using the cross- references to understand that background will help you to make sense of what is going on—and why. The index of names and terms at the back of this book will also help you.

Philosophers are noted for introducing novel terms or using familiar words in novel ways. They are not alone in this, of course; poets and scientists do the same. There is no reason to expect that our everyday language will be suited, just as it is, to express the truth of things, so you will have some vocabulary to master. You will find key words in boldface and a list of them at the end of each chapter. Use this list to help you review important concepts and arguments. Many of these boldfaced terms are defined in the Glossary at the back of the book.

The Issues The search for wisdom—that is, philosophy— ranges far and wide. Who can say ahead of time what might be relevant to that search? Still, there are certain central problems that especially con- cern philosophers. In your study of this text, you can expect to find extensive discussions of these four issues in particular:

1. Metaphysics, the theory of reality. In our own day, Willard Quine has said that the basic ques- tion of metaphysics is very simple: What is there? The metaphysical question, of course, is not like, “Are there echidnas in Australia?” but “What kinds of things are there fundamentally?” Is the world through and through made of mate- rial stuff, or are there souls as well as bodies? Is there a God? If so, of what sort? Are there uni- versal features to reality, or is everything just the particular thing that it is? Does everything happen necessarily or are fresh starts possible?

 

 

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conclusion. Usually philosophers do not set out their arguments in a formal way, with premises listed first and the conclusion last. The argument will be embedded in the text, and you need to sniff it out. This is usually not so hard, but it does take careful attention.

Occasionally, especially if the argument is complex or obscure, we give you some help and list the premises and conclusion in a more formal way. You might right now want to look at a few examples. Socrates in prison argues that it would be wrong for him to escape; that is the conclusion, and we set out his argument for it on p. 144. Plato argues that being happy and being moral are the same thing; see an outline of his argument on p. 176. Anselm gives us a complex argument for the existence of God; see our sum- mary on p. 314. And Descartes argues that we have souls that are distinct from and indepen- dent of our bodies; see p. 319.

Often, however, you will need to identify the argument buried in the prose for yourself. What is it that the philosopher is trying to get you to believe? And why does he think you should be- lieve that? It will be helpful, and a test of your understanding, if you try to set the argument out for yourself in a more or less formal way; keep a small notebook, and list the main arguments chap- ter by chapter.

Your first aim should be to understand the argu- ment. But that is not the only thing, because you will also want to discover how good the argument is. These very smart philosophers, to tell the truth, have given us lots of poor arguments; they’re only human, after all. So you need to try to evaluate the arguments. In evaluating an argument, there are two things to look at: the truth or acceptability of the premises and whether the premises actually do support the conclusion.

For an argument to be a good one, the reasons given in support of the conclusion have to at least be plausible. Ideally the premises should be known to be true, but that is a hard standard to meet. If the reasons are either false or implausible, they can’t lend truth or plausibility to the conclusion. If there are good reasons to doubt the premises, then the argument should not convince you.

This problem, which entered all the great con- versations early, has persisted to this day. Most of the Western philosophical tradition can be thought of as a series of attempts to kill such skepticism and relativism, but this phoenix will not die. Our own age has the distinction, perhaps, of being the first age ever in which the basic assumptions of most people, certainly of most educated people, are relativistic, so this theme will have a particular poi- gnancy for us. We will want to understand how we came to this point and what it means to be here. We will also want to ask ourselves how adequate this relativistic outlook is.

What we are is what we have become, and what we have become has been shaped by our hist- ory. In this book, we look at that history, hoping to understand ourselves better and, thereby, gain some wisdom for living our lives.

Reading Philosophy Reading philosophy is not like reading a novel, nor is it like reading a research report in biology or a history of the American South. Philosophers have their own aims and ways of proceeding, and it will pay to take note of them at the beginning. Philoso- phers aim at the truth about fundamental matters, and in doing so they offer arguments.

If you want to believe for good reasons, what you seek is an argument. An argument in philoso- phy is not a quarrel or a disagreement, but simply this business of offering reasons to believe. Every argument, in this sense, has a certain structure. There is some proposition the philosopher wants you to believe—or thinks every rational person ought to believe—and this is called the conclu- sion. And there are the reasons he or she offers to convince you of that conclusion; these are called the premises.

In reading philosophy, there are many things to look for—central concepts, presuppositions, overall view of things—but the main things to look for are the arguments. And the first thing to identify is the conclusion of the argument: What is it that the philosopher wants you to believe? Once you have identified the conclusion, you need to look for the reasons given for believing that

 

 

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understanding while texting with your friends. You need to concentrate, focus, and be actively engaged in the process. Here are a few general rules:

1. Have an open mind as you read. Don’t decide after the first few paragraphs that what a philos- opher is saying is absurd or silly. Follow the ar- gument, and you may change your mind about things of some importance.

2. Write out brief answers to the questions em- bedded in the chapters as you go along; check back in the text to see that you have got it right.

3. Use the key words to check your understanding of basic concepts.

4. Try to see how the arguments of the philoso- phers bear on your own current views of things. Bring them home; apply them to the way you now think of the world and your place in it.

Reading philosophy is not the easiest thing in the world, but it’s not impossible either. If you make a good effort, you may find that it is even rather fun.

Web Resources A website for this book is available at www.oup. com/us/melchert. Here you will find, for each chapter, the following aids:

Essential Points (a brief list of crucial concepts and ideas)

Flashcards (definitions of basic concepts) Multiple-Choice Questions (practice tests) Web Resources (mostly original works

that are discussed in this text—e.g., Plato’s Meno or Nietzsche’s Beyond Good and Evil—but also some secondary treatments)

The web also has some general resources that you might find helpful:

Stanford Encyclopedia of Philosophy: http:// plato.stanford.edu

Internet Encyclopedia of Philosophy: http:// www.iep.utm.edu

It may be, however, that all the premises are true, or at least plausible, and yet the argument is a poor one. This can happen when the premises do not have the right kind of relation to the con- clusion. Broadly speaking, there are two kinds of arguments: deductive and inductive. A good deductive argument is one in which the premises— if true—guarantee the truth of the conclusion. In other words, the conclusion couldn’t possibly be false if the premises are true. When this condition is satisfied, we say that the argument is valid. Note that an argument may have validity even though the premises are not in fact true; it is enough that if the premises were true, then the conclusion would have to be true. When a deductive argument is both valid and has true premises, we say it is sound.

Inductive arguments have a looser relation be- tween premises and conclusion. Here the premises give some support to the conclusion—the more support the better—but they fall short of guaran- teeing the truth of the conclusion. Typically phi- losophers aim to give sound deductive arguments, and the methods of evaluating these arguments will be those of the preceding two paragraphs.

You will get some help in evaluating argu- ments because you will see philosophers evalu- ating the arguments of other philosophers. (Of course, these evaluative arguments themselves may be either good or bad.) This is what makes the story of philosophy so dramatic. Here are a few examples. Aristotle argues that Plato’s arguments for eternal, unchanging realities (which Plato calls Forms) are completely unsound; see pp. 198– 199. Augustine tries to undercut the arguments of the skeptics on pp. 267–268. And Hume criticizes the design argument for the existence of God on pp. 456-458.

Sometimes you will see a philosopher criti- cizing another philosopher’s presuppositions (as Peirce criticizes Descartes’ views about doubt, pp. 596–597) or directly disputing another’s conclu- sion (as Hegel does with respect to Kant’s claim that there is a single basic principle of morality, pp. 512–513). But even here, it is argument that is the heart of the matter.

In reading philosophy you can’t just be a pas- sive observer. It’s no good trying to read for

 

 

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whose philosophical voices and contributions are being recovered and recognized by historians of philosophy.

YouTube contains numerous short interviews with and about philosophers, such as those at https://youtube/ nG0EWNezFl4 and https://youtube/ B2fLyvsHHaQ, as well as various series of short videos about philosophical concepts, such as those by Wireless Philosophy at https://www.youtube. com/user/WirelessPhilosophy

Both these encyclopedias contain reliable in-depth discussions of the philosophers and topics we will be studying.

Philosophy Pages: http://www. philosophypages.com

A source containing a variety of things, most notably a Philosophical Dictionary.

Project Vox: http://www.projectvox.org A source containing information about

selected women philosophers of the early modern period,

 

 

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We want to thank those readers of the seventh edition who thoughtfully provided us with ideas for improve- ment. We are grateful to Peter Adamson, Ludwig Maximilian University of Munich; Eric Boynton, Allegheny College; David Buchta, Brown Uni- versity; Amit Chaturvedi, University of Hawai’i at Mānoa; Douglas Howie, North Lake College; Manyul Im, University of Bridgeport; Jon Mc- Ginnis, University of Missouri, St. Louis; Susan M. Mullican, University of Southern Mississippi – Gulf Coast Campus; Danny Muñoz-Hutchinson, St. Olaf College; Hagop Sarkissian, The City Uni- versity of New York, Baruch College and Gradu- ate Center; Stephanie Semler, Northern Virginia

Community College; Nancy Shaffer, California University of Pennsylvania; Georgia Van Dam, Monterey Peninsula College; and Bryan William Van Norden, Yale-NUS College.

We are also grateful to the specialists in non- Western and Islamic philosophy who provided valuable feedback on the new chapters in this edi- tion, including Peter Adamson, David Buchta, Amit Chaturvedi, Manyul Im, Jon McGinnis, and Hagop Sarkissian. All errors remain our own.

Finally, we would like to thank the editorial team at Oxford University Press, including Robert Miller, Alyssa Palazzo, Sydney Keen, and Marianne Paul.

Comments relating to this new edition may be sent to us at norm.mel@verizon.net or dmorrow2@gmu.edu.

ACKNOWLEDGMENTS

 

 

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I was aware that the reading of all good books is indeed like a conversation with the noblest men of past centuries who were the authors of them, nay a carefully studied conversation, in which they reveal to us none but the best of their thoughts.

—René Descartes

We—mankind—are a conversation. —Martin Heidegger

In truth, there is no divorce between philosophy and life. —Simone de Beauvoir

 

 

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1

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C H A P T E R

1 BEFORE PHILOSOPHY Myth in Hesiod and Homer

Everywhere and at all times, we humans have wondered at our own existence and at our place in the scheme of things. We have asked, in curiosity and amazement, “What’s it all about?” “How are we to understand this life of ours?” “How is it best lived?” “Does it end at death?” “This world we find ourselves in—where does it come from?” “What is it, anyway?” “How is it related to us?”

These are some of the many philosophical ques- tions we ask. Every culture offers answers, though not every culture has developed what we know as philosophy. Early answers to such questions uni- versally take the form of stories, usually stories involving the gods—gigantic powers of a personal nature, engaged in tremendous feats of creation, frequently struggling with one another and inter- vening in human life for good or ill.

We call these stories myths. They are told and retold, taught to children as the plain facts, gain- ing authority by their age, by repetition, and by the apparent fact that within a given culture, virtually everyone accepts them. They shape a tradition, and traditions shape lives.

Philosophy, literally “love of wisdom,” begins when individuals start to ask, “Why should we believe these stories?” “How do we know they are true?” When people try to give good reasons for believing (or not believing) these myths, they have begun to do philosophy. Philosophers look at myths with a critical eye, sometimes defending them and sometimes appreciating what myths try to do, but often attacking myths’ claims to literal truth. So there is a tension between these stories and philosophy, a tension that occasionally breaks into open conflict.

This conflict is epitomized in the execution of the philosopher Socrates by his fellow Athenians in 399 B.C. The Athenians accused Socrates of cor- rupting the youth because he challenged the com- monly accepted views and values of ancient Athens. But even though Socrates challenged those views, his own views were deeply influenced by them. He was part of a conversation, already centuries old among the Greeks, about how to understand the world and our place in it. That conversation con- tinued after his death, right down to the present

 

 

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day, spreading far beyond Athens and winding its way through all of Western intellectual history.

If we want to understand this conversation, we need to understand where and how it began. We need to understand Socrates, and we need to un- derstand where he came from. To do that, we need to understand the myths through which the ancient Greeks had tried to understand their world. Our aim is neither a comprehensive survey nor mere acquain- tance with some of these stories. We will be trying to understand something of Greek religion and cul- ture, of the intellectual and spiritual life of the people who told these stories. As a result, we should be able to grasp why Socrates believed what he did and why some of Socrates’ contemporaries reacted to him as they did. With that in mind, we take a brief look at two of the great Greek poets: Hesiod and Homer.

Hesiod: War Among the Gods The poet we know as Hesiod probably composed his poem Theogony toward the end of the eighth century B.C., but he drew on much older traditions and seems to have synthesized stories that are not always consistent. The term theogony means “origin or birth of the gods,” and the stories contained in the poem concern the beginnings of all things. In this chapter, we look only at certain central events, as Hesiod relates them.

Hesiod claims to have written these lines under divine inspiration. (Suggestion: Read quotations aloud, especially poetry; you will find that they become more meaningful.)

The Muses once taught Hesiod to sing Sweet songs, while he was shepherding his lambs On holy Helicon; the goddesses Olympian, daughters of Zeus who holds The aegis,* first addressed these words to me: “You rustic shepherds, shame: bellies you are, Not men! We know enough to make up lies Which are convincing, but we also have The skill, when we’ve a mind, to speak the truth.” So spoke the fresh-voiced daughters of great Zeus And plucked and gave a staff to me, a shoot Of blooming laurel, wonderful to see,

*The aegis is a symbol of authority.

And breathed a sacred voice into my mouth With which to celebrate the things to come And things which were before.

—Theogony, 21–351

The Muses, according to the tradition Hesiod is drawing on, are goddesses who inspired poets, art- ists, and writers. In this passage, Hesiod is telling us that the stories he narrates are not vulgar shep- herds’ lies but are backed by the authority of the gods and embody the remembrance of events long past. They thus represent the truth, Hesiod says, and are worthy of belief.

What have the Muses revealed?

And sending out Unearthly music, first they celebrate The august race of first-born gods, whom Earth Bore to broad Heaven, then their progeny, Givers of good things. Next they sing of Zeus The father of gods and men, how high he is Above the other gods, how great in strength.

—Theogony, 42–48

Note that the gods are born; their origin, like our own, is explicitly sexual. Their ancestors are Earth (Gaea, or Gaia) and Heaven (Ouranos).* And like people, the gods differ in status and power, with Zeus, king of the gods, being the most exalted.

There is confusion in the Greek stories about the very first things (no wonder), and there are contradictions among them. According to Hesiod, first there is chaos, apparently a formless mass of stuff, dark and without differentiation. Out of this chaos, Earth appears. (Don’t ask how.) Earth then gives birth to starry Heaven,

to be An equal to herself, to cover her All over, and to be a resting-place, Always secure, for all the blessed gods.

—Theogony, 27–30

After lying with Heaven, Earth bears the first race of gods, the Titans, together with the

*Some people nowadays speak of the Gaea hypothesis and urge us to think of Earth as a living organism. Here we have a self-conscious attempt to revive an ancient way of thinking about the planet we inhabit. Ideas of the Earth- mother and Mother Nature likewise echo such early myths.

 

 

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seizes the newborns and swallows them.* When Rhea bears another son, however, she hides him away in a cave and gives Kronos a stone wrapped in swaddling clothes to swallow. The hidden son, of course, is Zeus.

When grown to full strength, Zeus disguises himself as a cupbearer and persuades Kronos to drink a potion. This causes Kronos to vomit up his brothers and sisters—together with the stone. (The stone, Hesiod tells us, is set up at Delphi, north- west of Athens, to mark the center of the earth.) Together with his brothers and their allies, Zeus makes war on the Titans. The war drags on for ten years until Zeus frees the Cyclops from their im- prisonment in Tartarus. The Cyclops give Zeus a lightning bolt, supply Poseidon with a trident, and provide Hades with a helmet that makes him invis- ible. With these aids, the gods overthrow Kronos and the Titans and hurl them down into Tartarus. The three victorious brothers divide up the terri- tory: Zeus rules the sky (he is called “cloudgath- erer” and “storm-bringer”); Poseidon governs the sea; and Hades reigns in Tartarus. Earth is shared by all three. Again, the myths tell us that wicked- ness does not pay.

Thus, the gods set up a relatively stable order in the universe, an order both natural and moral. Although the gods quarrel among themselves and are not above lies, adultery, and favoritism, each guards something important and dear to humans. They also see to it that wickedness is punished and virtue is rewarded, just as was the case among themselves.

1. Why are philosophers dissatisfied with mythological accounts of reality?

2. What is the topic of Hesiod’s Theogony? 3. Tell the story of how Zeus came to be king of the

gods. 4. What moral runs through these early myths?

Cyclops—three giants with but one round eye in the middle of each giant’s forehead. Three other sons, “mighty and violent,” are born to the pair, each with a hundred arms and fifty heads:

And these most awful sons of Earth and Heaven Were hated by their father from the first. As soon as each was born, Ouranos hid The child in a secret hiding-place in Earth* And would not let it come to see the light, And he enjoyed this wickedness.

—Theogony, 155–160

Earth, distressed and pained with this crowd hidden within her, forms a great sickle of hardest metal and urges her children to use it on their father for his shameful deeds. The boldest of the Titans, Kronos, takes the sickle and plots vengeance with his mother.

Great Heaven came, and with him brought the night.

Longing for love, he lay around the Earth, Spreading out fully. But the hidden boy Stretched forth his left hand; in his right he took The great long jagged sickle; eagerly He harvested his father’s genitals And threw them off behind.

—Theogony, 176–182

Where Heaven’s bloody drops fall on land, the Furies spring up—monstrous goddesses who hunt down and punish wrongdoers.†

In the Titans’ vengeance for their father’s wickedness, we see a characteristic theme in Greek thought, a theme repeated again and again in the great classical tragedies and also echoed in later philosophy: Violating the rule of justice—even in the service of justice—brings consequences.

The idea repeats itself in the Titan’s story. Kronos, now ruler among the Titans, has chil- dren by Rhea, among them Hera, Hades, and Poseidon. Learning of a prophecy that he will be dethroned by one of these children, Kronos

*This dank and gloomy place below the surface of the earth and sea is known as Tartarus.

†In contemporary literature, you can find these Furies represented in Jean-Paul Sartre’s play The Flies.

*“Kronos” is closely related to the Greek word for time, “chronos.” What might it mean that Kronos devours his chil- dren? And that they overthrow his rule to establish cities— communities of justice—that outlive their citizens?

 

 

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Among Agamemnon’s forces was Achilles, the greatest warrior of them all.

Here is how The Iliad begins.

Rage—Goddess, sing the rage of Peleus’ son Achilles,

murderous, doomed, that cost the Achaeans countless losses,

hurling down to the House of Death so many sturdy souls,

great fighters’ souls, but made their bodies carrion, feasts for the dogs and birds, and the will of Zeus was moving toward its end. Begin, Muse, when the two first broke and clashed, Agamemnon lord of men and brilliant Achilles. What god drove them to fight with such a fury? Apollo the son of Zeus and Leto. Incensed at

the king he swept a fatal plague through the army—men

were dying and all because Agamemnon had spurned

Apollo’s priest. —The Iliad, Book 1, 1–123

The poet begins by announcing his theme: rage, specifically the excessive, irrational anger of Achilles—anger beyond all bounds that brings death and destruction to so many Greeks and almost costs them the war. So we might expect that the poem has a moral aspect. Moreover, in the sixth line we read that what happened was in accord with the will of Zeus, who sees to it that flagrant violations of good order do not go unpun- ished. In these first lines we also learn of Apollo, the son of Zeus, who has sent a plague on the Greek army because Agamemnon offended him. We can see, then, that Homer’s world is one of kings and heroes, majestic but flawed, engaged in gargantuan projects against a background of gods who cannot safely be ignored.

The story Homer tells goes roughly like this. In a raid on a Trojan ally, the Greeks capture a beauti- ful girl who happens to be the daughter of a priest of Apollo. The army awards her to Agamemnon as part of his spoils. The priest comes to plead for her return, offering ransom, but he is rudely rebuffed. Agamem- non will not give back the girl. The priest appeals to Apollo, who, angered by the treatment his priest is receiving, sends a plague to Agamemnon’s troops.

Homer: Heroes, Gods, and Excellence Xenophanes, a philosopher we will meet later,* tells us that “from the beginning all have learnt in accordance with Homer.”2 As we have seen, poets were thought to write by divine inspiration, and for centuries Greeks listened to or read the works of Homer, much as people read the Bible or the Koran today. Homer, above all others, was the great teacher of the Greeks. To discover what was truly excellent in battle, governance, counsel, sport, the home, and human life in general, the Greeks looked to Homer’s tales. These dramatic stories offered a picture of the world and people’s place in it that molded the Greek mind and character. Western philosophy begins against the Homeric background, so we need to understand something of Homer.

Homer simply takes for granted the tradition of gods and heroes set down in Hesiod’s Theogony. That sky-god tradition of Zeus, Athena, and Apollo celebrates clarity and order, mastery over chaos, intellect and beauty: fertile soil, one must think, for philosophy.

Homer’s two great poems are The Iliad and The Odyssey. Here, we focus on The Iliad, a long poem about a brief period during the nine-year-long Trojan war.† This war came about when Paris, son of the Trojan king Priam, seduced Helen, the famously beautiful wife of the Spartan king Menelaus. Paris spirited Helen away to his home in Troy, across the Aegean Sea from her home in Achaea, in southern Greece (see Map 1). Menelaus’s brother, Agamemnon, the king of Argos, led an army of Greeks to recover Helen, to avenge the wrong against his brother, and—not just incidentally—to gain honor, glory, and plunder.

*See “Xenophanes: The Gods as Fictions,” in Chapter 2.

†The date of the war is uncertain; scholarly estimates tend to put it near the end of the thirteenth century B.C. The poems took form in song and were passed along in an oral tradition from generation to generation. They were written down some time in the eighth century B.C. Tradition ascribes them to a blind bard known as Homer, but the poems we now have may be the work of more than one poet.

 

 

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take Achilles’ armor and fight in his place. Achilles agrees, and the tactic has some success. The Greeks drive the Trojans back toward the city, but in the fighting Patroclus is killed by Hector, another son of Priam and the greatest of the Trojan warriors.

Achilles’ rage now turns on Hector and the Trojans. He rejoins the war to wreak havoc among them. After slaughtering many, he comes face to face with Hector. Achilles kills him and drags his body back to camp behind his chariot—a pro- foundly disrespectful thing to do. As the poem ends, King Priam goes alone by night into the Greek camp to plead with Achilles for the body of his son. He and Achilles weep together, for Hector and for Patroclus, and Achilles gives up the body.

This summary emphasizes the human side of the story. From that point of view, The Iliad can be

The soldiers, wanting to know what is causing the plague, appeal to their seer, who explains the situation and suggests returning the girl. Agamem- non is furious. To forfeit his prize while the other warriors keep theirs goes against the honor due him as commander. He finally agrees to give up the girl but demands Achilles’ prize, an exceptionally lovely woman, in exchange. The two heroes quar- rel bitterly. Enraged, Achilles returns to his tent and refuses to fight anymore.

Because Achilles is the greatest of the Greek warriors, his anger has serious consequences. The war goes badly for the Greeks. The Trojans fight their way to the beach and begin to burn the ships. Patroclus, Achilles’ dearest friend, pleads with him to relent, but he will not. If Achilles won’t have pity on his comrades, Patroclus says, then at least let him

0 100 50 Miles

CORCYRA

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map 1 The Greek Mainland

 

 

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before their eventual victory because Agamemnon had acted unjustly in taking Achilles’ prize of war.

The Homeric idea of justice is not exactly the same as ours. The mortals and gods in Homer’s world covet honor and glory above all else. Agamemnon is angry not primarily because “his” woman was taken back to her father but because his honor has been offended. Booty is valued not for its own sake so much as for the honor it conveys—the better the loot, the greater the honor. Achilles is overcome by rage because Agamemnon has humiliated him, thus depriving him of the honor due him. That is why Thetis begs Zeus to let the Trojans prevail until the Greeks restore to Achilles “the honor he deserves.”

What is just in this social world is that each person receive the honor that is due, given that person’s status and position. Nestor, wise coun- selor of the Greeks, tries to make peace between Agamemnon and Achilles by appealing to precisely this principle.

“Don’t seize the girl, Agamemnon, powerful as you are—

leave her, just as the sons of Achaea gave her, his prize from the very first. And you, Achilles, never hope to fight it out with your king, pitting force against his force: no one can match the honors dealt a king, you

know, a sceptered king to whom Zeus gives glory. Strong as you are—a goddess was your mother— he has more power because he rules more men.”

—The Iliad, Book 1, 321–329

Nestor tries to reconcile them by pointing out what is just, what each man’s honor requires. Unfortu- nately, neither one heeds his good advice.

The gods are also interested in honor. It has often been remarked that Homer’s gods reflect the society that they allegedly govern; they are pow- erful, jealous of their prerogatives, quarrel among themselves, and are not above a certain deceitful- ness, although some sorts of evil are simply beneath their dignity. The chief difference between human beings and the gods is that human beings are bound for death and the gods are not. Greeks often refer to the gods simply as “the immortals.” Immortal- ity makes possible a kind of blessedness among the gods that is impossible for human beings.

thought of as the story both of the tragedy that excess and pride lead to and of the humanization of Achil- les. The main moral is the same as that expressed by a motto at the celebrated oracle at Delphi: “Nothing too much.”* Moderation is what Achilles lacked, and his lack led to disaster. At the same time, the poem celebrates the “heroic virtues”: strength, cour- age, physical prowess, and the kind of wisdom that con- sists in the ability to devise clever plans to achieve one’s ends. For Homer and his audience, these char- acteristics, together with moderation, make up the model of human excellence. These are the virtues ancient Greeks taught their children.

The gods also appear throughout the story, looking on, hearing appeals, taking sides, and inter- fering. For instance, when Achilles is sulking about Agamemnon having taken “his” woman, he prays to his mother, the goddess Thetis. (Achilles has a mortal father.) Achilles asks Thetis to go to Zeus and beg him to give victory to—the Trojans!

Zeus frets that his wife Hera will be upset—she favors the Greeks—but he agrees. If Zeus grants an appeal, that will be done. (Recall the sixth line of the poem.) Homeric religion, while certainly not a monotheism, is not exactly a true polytheism either. The many powers that govern the world seem to be under the rule of one.† That rule gives a kind of order to the universe.

Moreover, this order is basically a just order, though it may not be designed altogether with human beings in mind. Zeus sees to it that certain customs are enforced: that oaths are kept, that sup- pliants are granted mercy, and that the rules gov- erning guest and host are observed—the rules that Paris violated so grossly when he seduced Helen away from her husband, Menelaus. Homer suggests that the Greeks eventually win the war because Zeus punishes the violation of these customs. How- ever, the Greeks are punished with great losses

*This was one of several mottoes that had appeared mysteriously on the temple walls. No one could explain how they got there, and it was assumed that Apollo himself must have written them.

†We shall see philosophers wrestling with this problem of “the one and the many.” In what sense, exactly, is this world one world?

 

 

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living, and take the attitude expressed by Hector when faced with Achilles:

“And now death, grim death is looming up beside me,

no longer far away. No way to escape it now. This, this was their pleasure after all, sealed long ago— Zeus and the son of Zeus, the distant deadly

Archer— though often before now they rushed to my

defense. So now I meet my doom. Well let me die— but not without struggle, not without glory, no, in some great clash of arms that even men to come will hear of down the years!”

—The Iliad, Book 22, 354–362

Again, even at the end, the quest for honor is paramount.

1. Describe the main characters in Homer’s poem The Iliad—for example, Agamemnon, Achilles, Apollo, Zeus, and Hector.

2. Retell the main outline of the story. 3. What is the theme of the poem, as expressed in the

first lines? 4. How are honor and justice related in Homer’s view

of things? 5. What virtues are said to constitute human

excellence? 6. Describe the relationship between humans and

gods. In what ways are they similar, and how do they differ?

7. What is hubris, and what is its opposite? 8. Do Homer’s heroes long for immortality? Explain.

FOR FURTHER THOUGHT 1. Gather examples of mythological thinking that

are current today. What questions would a philosopher want to ask about them?

KEY WORDS

Socrates Hesiod Theogony Titans

Note Taking On Carah And Louw: Making News: News

Read the following chapter of your textbook and upload your notes

Carah, N. & Louw, E. (2015). Making news.  In N. Carah & E. Louw, Media and society: production, content and participation. Sage publications, Ltd. (pp.124-145)

Note-taking

DO NOT simply cut and paste quotations from the text to fulfill the requirements for taking notes for each subsection. You will not get any grade for doing this as this does not demonstrate your understanding. It only indicates that you can select quotations. Only use quotations in the manner indicated below, where the writers use particularly evocative language.

First contact

Scan the document

You will understand more if you quickly scan the chapter. Read the questions that start the chapter, the writers’ objectives for the chapter (under the heading “In this chapter we”) and the conclusion. By reading these parts of the chapter you will understand the writers’ aims. You now have a map of the chapter that will help focus your thinking and evaluate what you are reading.

Identify the main focus of the chapter

In two or three sentences explain clearly what is the main claim that the writer is trying to make in the chapter and how it seems to contribute to the objectives laid out in the overall introduction to the book.

Focus on the claims and examples made under each subheading

Examine the subheadings the writers use as these will help you focus on the way in which the writers build the argument. Write each of the subheadings down.  Read each section of the text under the subheadings and make the following notes

  • In one sentence identify the main claim being made in the subsection
  • When the writers use an illustrative example in a subsection, in one or two sentences explain what the example is and what it is being used to illustrate
  • If you find a quotation that you want to remember write Quotations I Wish to Remember and write the quotation including the page number

Apply your own lens to the content

Select something from the chapter that you found particularly evocative. Perhaps you found something particularly interesting, problematic, true or counter to your experience, true or counter to something you encountered in another class. Write a short paragraph of three or four sentences explaining what was evoked by reading this part of the text. Ensure that it is clear which part of the text you are referring to.

Ask questions of the content

In their book The miniature guide to the art of asking essential questions, Richard Paul and Linda Elder explain that questions are a fundamentally important part of our education. Asking questions generates greater understanding. They argue that if the reader is not asking questions of a text they are not really engaged in substantive learning. You are required to ask questions of each chapter using the following headings.

  • Clarifying Question(s)
    • If there is something that you do not understand, under the heading
  • Conceptual Questions
    • Writers use concepts. Concepts are ideas that are less concrete. They are ideas we use in thinking. They provide people to create a mental map of the world. Through concepts we define situations and define our relationships to the world around us. This will become particularly clear after we read Chapter One of your textbook and so I will add to this definition after we read that chapter.

Rubric

Note-taking of the introductionNote-taking of the introductionCriteriaRatingsPtsThis criterion is linked to a Learning OutcomeIdentifying the main focusIn two or three sentences explain clearly what is the main claim that the writer is trying to make in the chapter and how it seems to contribute to the objectives laid out in the introduction.2.0 ptsGoodSuccessfully identified the main claim in the text0.0 ptsUnsatisfactoryFails to identify the main claim of the introductory chapter2.0 pts
This criterion is linked to a Learning OutcomeClaims in each subheadingAbility to identify the claims within each subheading, how examples are utilized and any evocative quotations5.0 ptsGoodSuccessfully identifies the main claim being made in each subsection and successfully explains how the examples are used in the subsection3.0 ptsMarginalLimited success in identifying the claims in subsections and/or explaining the uses made of the illustrative examples0.0 ptsUnsatisfactoryFails to identify the claims in the subsections and/or provides inadequate explanation of the uses made of illustrative examples.5.0 pts
This criterion is linked to a Learning OutcomeApplying your own lensAbility to synthesize and analyze chapter content in relation to other knowledge.3.0 ptsGoodClearly identified an element of the chapter and intelligently demonstrates its links to other knowledge that the student has gained0.0 ptsUnsatisfactoryFails to synthesize his/her learning3.0 pts
This criterion is linked to a Learning OutcomeQuestionPoses clarifying substantial questions of the text3.0 ptsGoodQuestions demonstrate careful consideration of the content of the chapter content and concepts.2.0 ptsUnsatisfactoryQuestions are poorly articulated or do not demonstrate substantive engagement with the content and concepts of the chapter0.0 ptsUnsatisfactoryNo questions were asked3.0 pts
Total Points: 13.0Previous

Contents Companion Website Introduction

How is meaning made? How is power made and maintained? What does today’s culture industry look like? How do interactive media utilize and structure our participation? What is the role of professional communicators in the exercise of power? Engaging with critical debate about media production, content and participation Engaging with academic debate

Journal articles and academic publication 1 Meaning, Representation and Power

Defining meaning The power to influence meaning making

What is the relation between power and social elites? Where does power come from? What is the relationship between being embedded within a power relationship and free agency?

The struggle over meaning: introducing hegemony The more legitimacy dominant groups have, the less violence they need to employ Defining hegemony

The control of meaning: introducing ideology and discourse Ideology Discourse

Representation and power Control over representation

Mediatization and media rituals Conclusion Further reading

2 The Industrial Production of Meaning Controlling who makes meaning and where meaning is made Defining different types of culture industry

Privately-owned media State-licensed media Public service broadcasting State-subsidized media Communist media

 

 

Development elites and media The industrial production of meaning Mass communication The culture industry

Narrowing what we think about Narrowing what can be said Thinking dialectically: arguing for a contest of meanings

The liberal-democratic culture industry The culture industry in the interactive era Conclusion Further reading

3 Power and Media Production Meaning and power Becoming hegemonic

How do groups become hegemonic? Feudalism and early capitalism Managerial to global network capitalism

Hegemony and the art of managing discourses Managing the structures of meaning making Managing the meaning makers Regulating meaning-making practices Adapting and repurposing meanings Monitoring and responding to shifting meanings

Discursive resistance and weakening hegemonies Regulating and deregulating the circulation of cultural content

Generating consent for the regulation of the circulation of cultural content Using the legal system to prosecute pirates and criminals Using the political system to adapt the old rules or create new rules Negotiations with the new organizations to craft a new consensus

Shifting hegemonies A new hegemonic order

New communication technologies New communication channels undermined mass production and communication The emergence of niche markets and publics

Political leaders and new coalitions Conclusion Further reading

4 The Global Information Economy

 

 

The emergence of a global information economy The information communication technology revolution The end of the Cold War The emergence of the Pax Americana as an informal empire A globally networked elite Communicative capitalism

Reorganizing capitalism Conceptualizing networks

The internet as a distributed network Networked and flexible organizations and workplaces Networks in networks: the social web and everyday life

Flexible and networked capitalism Building domination Conclusion Further reading

5 Media and Communication Professionals Professional communicators

Controlling who can make meaning Professional communicators and power relationships Producing professional communicators

Immaterial and creative labour Hierarchies of communicative labour Freedom and autonomy ‘Good’ and ‘bad’ work

Professional ideology and the meaning of labour Identity and communication work: flexibility, networking, entrepreneurialism

Self-promotion Below-the-line work

Internships Conclusion Further reading

6 Making News The emergence of professional journalism The sites of news making Routinizing news making

News is a window on the world Formulas and frames Contacts Induction into newsroom procedures

 

 

The presentation of news Symbiotic relationships in news making

News and public relations News and power relationships News making in the interactive era

Data and journalism Witnesses with smartphones

Conclusion Further reading

7 Politics and Communication Strategists The rise of communication strategists as political players

Why did a class of political communication professionals arise? Undermining the establishment media

What is strategic political communication? Spin tactics Managing journalists

Changes to the political process Strategic communication changes political parties Strategic communication changes political leaders Strategic communication makes politics more resource intensive Strategic communication makes popular culture central to political communication Strategic communication amplifies the affective and emotional dimension of political communication Strategic communication undermines deliberative modes of political communication Strategic communication undermines the power of the press within the political process Strategic communication turns politics into a permanent campaign

Barack Obama’s publicity machine Visual communication Managing data, audiences and participation Online ground game Using data Data drives content Decision making becomes pragmatic, incremental and continuous

Conclusion Further reading

8 Producing and Negotiating Identities Empowering and disempowering identities

 

 

What is identity? Identity is embedded within representation Identity is social and constructed Identity is relational and differential Identity is never accomplished

Making collective identity From the mass to the individual

Cultural imperialism Identity politics Using apology to position national identity within universal values of global network capitalism

South Africa’s Truth and Reconciliation Apology and branding Australia Using advertising to craft national identity

Acquiring visibility within the universal values of global network capitalism

Challenging mainstream media portrayals of identity Resisting the universal values of global network capitalism The power of identity within a global network Conclusion Further reading

9 Consumer Culture, Branding and Advertising What is a brand?

Brands and mass consumption Brands are social processes

Brands and culture The creative revolution

Brand value The labour of branding

Analysts, researchers and communication professionals Designers Front-line staff Cultural producers Consumers

Brands, social space and participation Brands at cultural events Brands and mobile media devices

Ethical brands and everyday life The ethical consumer The ‘ethicalization’ of everyday life

 

 

Conclusion Further reading

10 Popular Culture Popular culture and governing everyday life

Popular culture is a symptom of larger social formations Popular culture in neoliberal times

Popular culture and government at a distance Popular culture as lived social practices

Ordinary people and popular culture’s promises and practices Access to reality Participation and surveillance Rules, regulations and personal responsibility Producing commercially valuable and politically useful identities

Personal responsibility on talk shows and reality TV Performing our identities

Popular culture’s explanation of social relationships Television drama and making sense of the global network society

Representing ‘real’ life? Critical apathy

Comedy news and political participation Powerful people making fun of themselves Cynical participation Profitable niche audiences

Conclusion Further reading

11 Social Media, Interactivity and Participation Interactivity, participation and power What are social media?

Users create and circulate content Commercialization of the web Media devices and everyday life Social media and social life Social media and the active user

Interactive media enable new forms of participation Considering the quality of participation

Interactive media are responsive and customized Customization Predictions and decisions Algorithmic culture Shaping how we experience space

 

 

Interactive media watch us What is surveillance?

Disciplinary and productive forms of surveillance Participation and public life

Blogging Social media and political events

Mapping out positions on interactivity Managing participation Conclusion Further reading

12 Mobile Media, Urban Space and Everyday Life Media and urban space A new geography of power

Global cities Relocating industrial areas Dead zones

Public and private life in media cities Smartphones Smartphones and images Smartphones and communicative enclosure Wearable and responsive media devices

Publicity and intimacy Publicity Intimacy

Work with mobile devices Mobile device factories Mobile professionals

Conclusion Further reading

13 Constructing and Managing Audiences Producing audiences

How are media organizations funded? How are audiences made and packaged? How do audiences make value? From mass to niche From representational to responsive control The work of producing audiences

Audiences and work The work of watching The work of being watched

 

 

Ranking, rating and judging Audience participation in the work of being watched

Creating networks of attention and affect Identifying with the promotional logic of the culture industry Articulating cynical distance

The watched audience The work of being watched is central to responsive forms of control

Predicting and discriminating To make predictions about us and our lives To discriminate between individuals

Conclusion Further reading

14 Managing Participation Meaning and power Decoding and debunking

Debunking reinforces dominant power relationships Meaning and power in the interactive era

Difference between speaking and being heard Difference between being a participant and managing participation in general Difference between decoding representations and managing representation Difference between being understood and being visible

Managing participation Flexible identities Giving an account of ourselves and recognizing others From television to the smartphone Conclusion Further reading

References Index

 

 

Media and Society

 

 

 

Media and Society Production, Content and Participation

Nicholas Carah Eric Louw

 

 

SAGE Publications Ltd

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© Nicholas Carah and Eric Louw 2015

First published 2015

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All material on the accompanying website can be printed off and photocopied by the purchaser/user of the book. The web material itself may not be reproduced in its entirety for use by others without prior written permission from SAGE. The web material may not be distributed or sold separately from the book without the prior written permission of SAGE. Should anyone wish to use the materials from the website for conference purposes, they would require separate permission from SAGE. All material is © Nicholas Carah and Eric Louw 2015

Library of Congress Control Number: 2014949571

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A catalogue record for this book is available from the British Library

ISBN 978-1-4462-6768-4

ISBN 978-1-4462-6769-1 (pbk)

Editor: Mila Steele

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Companion Website

This book is supported by a brand new companion website (https://study.sagepub.com/carahandlouw). The website offers a wide range of free learning resources, including:

Additional Case Studies with related activities/discussion points Links to key websites, articles and YouTube videos Annotated Further Readings SAGE Journal Articles: free access to selected further readings

 

 

 

Introduction

 

 

How is Meaning Made? For a long time accounts of media and cultural production have used the encoding and decoding of meaning as a basic conceptual schema. This schema places the many moments in the process of mediated communication in relation to one another. Meanings are created or encoded in an institutional and social context, transferred by technical means, and received or decoded in another context. Each moment in the process has a bearing on the other moments, but no moment dominates the others completely. Media are social processes of transferring and circulating meaning. This process matters because it shapes how we understand the world and our relationships with others. How we understand the world organizes how we act in it. The process of sharing meaning is intrinsic to the exercise of power. Those who have the material and cultural resources to control, organize and regulate the sharing of meaning can shape how flows of resources and relationships between people are organized.

In the field of media and communication some accounts, and even some periods, have paid more attention to one moment or another. Political economy and production approaches have been charged with devoting too much attention to the process of encoding and determining that it shapes all the other moments in the process. Audience and reception approaches have been said to too easily equate the audience’s active decoding of meaning with having power. For the most part though the media and communication field is interested in both how meanings are created, encoded and disseminated and how they are received, decoded and recirculated. In this book we build on this encoding and decoding heritage by taking as a starting point the proposition that we can only understand moments in this process when we consider how they are related to each other. To understand meaning and power we have to understand how relationships between people are shaped within flows of meaning organized by institutions, practices and technologies. The book examines the relationships between powerful groups, the means of communication and the flow of meaning.

This is a book about meaning, power and participation. We use meaning to recognize one another. By making and sharing meaning we acknowledge the existence of others, their lives, their desires and their claims for a place in the world. Meanings are created via the negotiation we undertake with each other to create social relationships, institutions and shared ways of life. The process of maintaining relationships with each other is embedded in relations of power. We relate with each other because we seek to realize our will, our desires, our ways of life, in conjunction or competition with others. The sharing of meaning facilitates

 

 

both consensus and conflict. Groups aim to generate consensus for the social relationships and institutions they have established, and they generate conflicts and contests that might change social relationships or distribution of resources in ways that might benefit them.

 

 

How is Power Made and Maintained? Media and culture are central to generating consent and organizing participation. For much of the twentieth century, accounts of meaning and power focused on the industrialization of meaning making. One of the key institutions of the industrialized mass society is a culture industry. The culture industry is composed of the range of institutions that make meaning and use it to shape and manage mass populations. These institutions include schools, universities, government policy making, and importantly for this book, industries that produce media and popular culture. We trace the role of the culture industry in creating national identities and facilitating the management of industrial economies. The media and cultural industries that emerged in the twentieth century produced content for mass audiences. This was a result of a range of social, political, economic and technological factors. Mass media like radio, television and print could only produce one flow of content to a mass audience. Everyone in the audience watched the same television programme at the same time, or read the same newspaper. This system suited nation states and industries that demanded mass publics and markets. Nation states sought to fashion enormous populations into coherent collective identities; industrial factories could only produce a standardized set of products for a mass market.

The audience of the industrial-era culture industry was largely conceptualized as being on the receiving end of a standardized flow of meanings. There were a variety of accounts of the audience’s role in this process. Some critical and dystopian accounts saw the audience as passive recipients of meaning who were manipulated by the powerful groups that controlled cultural production. The importance of radio, cinema and other kinds of mass media propaganda in the rise of authoritarian fascist and communist societies seemed to demonstrate the power of industrial cultural production to direct enormous populations. More nuanced accounts developed too; these views pointed to the way that the industrial production of meaning shaped the cultural world within which people lived their lives. The media couldn’t tell people what to think, but it could tell them what to think about. Media industries played a critical role in creating the frame through which people viewed the world and providing the symbolic resources that people used to fashion their identities. While the audience actively decided what to do with the meanings and symbolic resources they had access to, they had little input into the broad cultural schema in which they lived. The culture industry was a key mechanism in establishing and maintaining this schema. It limited audience participation to a representational frame constructed and managed by powerful interests. These arguments were powerful because they articulated how the media controlled

 

 

populations even as they were actively involved in decoding and circulating meaning.

Over the course of the twentieth century, arguments developed that accounted for the active participation of audiences in the reception and circulation of meaning. Some of these accounts were functionalist and instrumental. They sought to explain to states or corporations how the management of populations depended on more than just creating and disseminating meanings. They also had to work to fashion the social contexts within which individuals interpreted and decoded meanings. Other accounts have been much more celebratory: they saw the audience’s capacity to interpret meanings as proof that the culture industry couldn’t exert as much power over populations as critics claimed. Audiences were always free to decode and create meanings offered by the culture industry. These accounts focused on the creative capacity of audience members to resist, rearrange and reappropriate mass- produced meanings to their own identities, wills and worlds. With the rise of interactive media technologies from the 1990s onwards, these celebratory accounts took on a life of their own. If the ‘problem’ with the industrial culture industry was the way it thwarted participation and relegated audiences to the reception and interpretation of pre-made meanings, then interactive technologies offered a solution. The audience could actively participate in the creation of meaning. This book considers several important rejoinders to these claims.

 

 

Conceptual Map A series of key ideas form a map for the arguments in this book. We begin with two foundational concepts: meaning and power.

Meanings are the elementary building block of human communication. Humans use meanings to express their perceptions, intentions, feelings and actions. Meanings take shape in language, images, gestures and rituals. They indicate how we make sense of ourselves, each other and the world we live in. We use meaning to recognize one another. By making and sharing meaning we acknowledge the existence of others, their lives, their desires and their claims for a place in the world. Meanings are created via the negotiation we undertake with each other to create social relationships, institutions and shared ways of life. Power is the ability to realize your will against the will of others. Relationships between people are characterized by struggles over material, economic, political, symbolic and cultural resources.

Making and maintaining power depends in part on the capacity to control meaning . In any human society, relationships can be observed between powerful groups, the means of communication and the flow of meaning.

Three concepts are useful in examining the relationship between meaning and power: ideology, hegemony and discourse .

Ideology is a framework of ideas upon which people make decisions and act. Critical studies of media and communication have often examined ideology in order to demonstrate how powerful groups construct frameworks of meaning that cohere with their interests. Hegemony is a cultural condition where a particular way of life and its associated ideas, identities and meanings are accepted as common sense by a population. Groups are hegemonic when their ideas seem natural, inevitable and common sense. Groups have to work at achieving and maintaining their hegemonic status. Discourse refers to a system of meanings and ideas that inform the rules, procedures and practices of a society and its institutions. Discourses affirm some people and their practices, and discourage others. They mark out some ways of life as acceptable and others as unacceptable.

Exercising power – by producing and managing ideologies, hegemonies and discourses – depends in part on the capacity to control the creation of representations and identities.

Representation is the social process of making and exchanging meaning. People use media to construct a view of reality. How people understand the world organizes how they act in the world. Identity is produced by representations, and is the process of locating ourselves within the social world and its power relationships. We do this by drawing on the representations and discourses available to us.

During the twentieth century, the process of constructing representations and identities was organized in a mass culture industry.

The culture industry is composed of the range of institutions that make meaning and use it to shape and manage mass populations. The culture industry employs a class of professional communicators whose job is to make and manage meaning.

Over the past generation parts of the culture industry have become interactive . In addition to making and disseminating meanings to mass audiences, the culture industry relies on the participation of audiences in the production and circulation of meaning. Audiences receive, decode, circulate and

 

 

create meanings. Audiences are also subject to mass surveillance . The culture industry invests significant resources in watching and responding to audiences. The contemporary culture industry exercises power by relying on interactive technologies to watch, organize and control the participation of audiences.

 

 

What Does Today’s Culture Industry Look Like? The mass culture industry of the twentieth century still exists. Every day people all over the world watch television, listen to the radio, read news, go to the movies and see advertising on billboards as they travel through the city. Arguments about the capacity of the culture industry to shape shared ways of life, and the role that audiences play as active participants in that process, still matter. The development of interactive technologies has dramatically extended the role the culture industry plays in organizing everyday life. The emergence of an interactive culture industry is embedded within the development of a global, networked and informational form of capitalism. Just as the mass societies of the twentieth century used mass media to fashion mass collective identities and mass markets, the networked and flexible economy of the twenty-first century seeks adaptable identities, niche markets, and fragmented and asymmetrical flows of content. A flexible economy based on the mass customization of goods, services and experiences is interconnected with a culture industry that can produce multiple identity-based audiences on-demand. If the industrial economy of the twentieth century created one kind of product for a mass market, the flexible economy of the twenty-first century can create many customized products for many niche markets at once. A mode of production that can cater to niche lifestyle groups is interconnected with the development of a media system that can simultaneously fashion, target and manage multiple identities.

The twentieth-century culture industry was criticized for its disciplinary forms of representational control, limiting the range of symbolic and cultural resources audiences had access to, and thereby containing the extent to which populations participated in the creation and circulation of meaning. The interactive culture industry appears to dramatically open up the space within which ordinary people can make and circulate meaning. Where the twentieth-century culture industry’s mode of control could be explained in a representational sense – captured in Lasswell’s (1948) formula ‘who says what to whom in what channel with what effect’ – the interactive culture industry of today adds participatory and reflexive modes of exercising power to the mix. In this media system, telling audiences what to think about is augmented with giving them constant opportunities to express themselves within spaces and processes where the culture industry can track, channel, harness and respond to those expressions. Where once the culture industry might have acted to thwart audience participation by limiting who can create and circulate meaning, today’s culture industry works to stimulate audience participation in meaning making. What celebratory accounts of audience participation often miss is that the culture industry’s method of making and managing populations has enlarged to include participatory and responsive techniques. These forms of control

 

 

operate by getting audiences to interact within communicative enclosures where their meaning making can be monitored, channelled and harnessed. Today’s culture industry is far more permissive and participatory, but is also more responsive and deeply embedded into everyday life.

 

 

How Do Interactive Media Utilize and Structure Our Participation? Think of the differences between television and smartphones. Television is emblematic of the mass culture industry, the smartphone illustrative of the networked culture industry. Television beams one stream of images into the homes of a population. Those populations watch television each morning and evening. They make sense of the world via a flow of images created by professional communicators who control who gets to speak and how the world is represented. Television offers a representational mode of control; it uses a flow of images to shape the identities and practices of populations. With television everyone sees the same flow of meaning at the same time. Broadcast television watched by mass audiences fashions collective identities and ways of life. The smartphone also distributes a continuous flow of images to audiences. This flow of images though is dynamic. Each audience member sees a different flow of images depending on their identity and place in social networks. The flow constantly adapts to their preferences and practices. It is a mixture of content created by professional communicators, cultural intermediaries and peers. Nearly all of the content we see on our smartphone flows through networks made and maintained by the culture industry. Most of the content that flows through our smartphone is either produced by professional communicators or circulated within networks where professional communicators monitor us. Furthermore, we carry our smartphones with us all day. They passively monitor our movements through the city, our interactions with friends, and increasingly our expressions, moods and bodies. Television was confined to the home, was often switched off, and could only distribute meaning (it couldn’t watch or listen to us). The smartphone is constantly attached to our body, always on, sends and receives meaning, and enables data collection. The smartphone offers a far more flexible, responsive and continuous way of communicating with, monitoring and managing populations. Where television was central to the fashioning of mass collective identity, the smartphone facilitates the production and positioning of identities within networks.

Interactive media have been celebrated for the way they afford new forms of participation, and critiqued for the way they dramatically extend the use of information and meaning in the management of populations. Audience participation is integral to this culture industry, but this doesn’t mean that audiences have more power or control. The more audiences participate, the more they contribute to the development of networks, flows of meaning and collections of data that enable the more reflexive and real-time management of populations. We examine throughout the book how news, politics, brands and popular culture rely on the participation of

 

 

audiences. We aim to develop an account of how the interactive culture industry’s construction of opportunities for audiences to speak is interrelated with the enormous investment in technologies that enable it to watch everyday life.

 

 

What is the Role of Professional Communicators in the Exercise of Power? In this book we are particularly interested in the work of professional communicators in managing meaning and power. In an interactive culture industry the work of professional communicators extends beyond the production of meanings as content to include managing the participation of cultural intermediaries and audiences in the ongoing circulation of content. Professional communicators don’t just create and disseminate meaning; they manage other meaning makers, and they watch and respond to populations in real time. Professional communicators are also involved in creating and managing social and urban spaces within which they organize audience participation. Rather than just create meanings and representations distributed to mass populations, professional communicators manage open-ended processes of meaning making in complex and diffused networks. Professional communicators need to be highly skilled at using their communicative, strategic and analytical abilities to create and maintain social relationships within structures controlled by the culture industry. The work of professional communication involves more than just the creation of persuasive or valuable content: it extends to managing space, populations and complex communication processes.

Many of the theoretical ideas in this book are critical ones. Critical theories are concerned with how the construction of social relationships is embedded in the exercise of power. Critical theories offer arguments about the role media play in shaping our social world. They account for individual, institutional, social, cultural, historical and technological dimensions of media and communication. These arguments are valuable to us as scholars, citizens and professional communicators. Understanding how uneven flows of symbolic resources shape the world we live in makes us more critically informed citizens. It helps us to reflect on how we might be heard in meaningful ways, how we might participate in communicative activities that materially shape the world we live in, and how we might create new kinds of social relationships. The best professional communicators have a nuanced understanding of the place of media in broader social, cultural and political processes. Being a leading professional communicator involves more than just having communicative skills to use technologies to produce compelling content or create interactive platforms that harness audience participation. Professional communicators also need the critical and analytical ability to determine how they contribute to the construction of social relationships and structures. Critical theories prompt us to think carefully about human experience and relationships. Even if you aren’t especially interested in the consequences of using meaning to exercise power,

 

 

critical theories offer ways of developing a detailed understanding of the relationship between meaning and power. This relationship is the business of professional communication. Understanding this relationship can inform a variety of strategic ends. Critical ideas aren’t ones that think power is bad or the media are bad, or that attempt to unmask and reveal how things really are. Power is important; it governs how we get things done in the world. Critical theory doesn’t attempt to imagine a world without power, but rather to examine how power is organized. Critical ideas are ones that pay attention to how power is exercised and how meaning shapes relationships between people. Power isn’t a simple one-way application of brute force; power works through a combination of disciplinary and participatory mechanisms. Populations are easiest to manage when they consent to, and participate in, established power relationships. The best leaders – regardless of their political or personal views about media and power – understand the relationships between meaning and power.

 

 

Engaging With Critical Debate About Media Production, Content and Participation The book is organized in three parts. The first part outlines key conceptual ideas in our study of meaning and power, including: hegemony, discourse, ideology, representation, rituals and the culture industry. We also examine the development of the culture industry in the twentieth century and its transition to a networked and interactive culture industry in the past generation. We conclude this section by examining the work of professional communicators in the contemporary culture industry. In the second part of the book we examine several modes of production within the culture industry – news, politics, identity, branding and popular culture. Throughout this section we examine the shift from the production of mass audiences and identities in the twentieth century to the management of a network of flexible identities and audiences in the contemporary culture industry. In the final part of the book we consider in detail the forms of participation and control central to the ongoing development of the interactive culture industry. In the conclusion we examine how the contemporary culture industry assembles a network of representational, participatory and responsive modes of control. Meaning is fundamental to the exercise of power, but not only because it tells us what to think about. By taking part in networks of meaning making we make ourselves a visible participant in the power relationships the culture industry manages.

 

 

Engaging With Academic Debate Throughout the book we cite work by scholars in the field, and we encourage you to go and read their work to extend your thinking, consider our point of view, and come to a view of your own. This book, like all academic publication, is not a stand-alone work. It is situated in a broader academic debate. Understanding how academic publication works and how to read journal articles will help you make better sense of the ideas and arguments in this book.

 

 

Journal articles and academic publication A journal article is a research study or essay where academics present their research findings and arguments to a scholarly field. To be published in a journal an article must be blind peer-reviewed. This process ensures that research is appropriately evaluated by experts in the field before it can be published. When an academic submits an article for publication in a journal the editor anonymizes the submission and sends it on to two or more experts in the field. Those experts read the submission and respond to the editor with their comments about the article and recommendation on whether or not it should be published. The reviewers make two judgements. The first judgement is about the rigour of the article’s argument, method and findings. The article must conform to the scholarly norms and principles of the field. The second judgement is about the contribution of the article to debate. The article must offer some new ideas and insights and help to further important debates in the field. Journals are a forum for iterative and ongoing debate. Consider a journal article as being one part of a larger conversation. Whatever journal article you are reading will be responding to what scholars in the field have had to say in the past, and in time – if the article is a good one – future scholars will respond in turn. The purpose of academic journals is to animate a structured conversation between researchers where they share their research and arguments in a considered and rigorous way.

Journals are the bedrock of any academic field. They are the institution through which experts construct and manage the production of ideas that shape and define their fields. They are the forum where ideas and debates are mapped out, critiqued, presented and debated. Without journals there would be no shared mechanisms for academics to disagree with each other, challenge each other and support each other in a constructive way. Good journal articles are those that can articulate a problem that matters to the field, challenge current thinking in a productive way, and map out a rigorous method, findings and argument that suggest a way forward for those in the field. Journal articles that have been published recently give you an insight into the debates that matter right now in the field. But that doesn’t mean that older articles aren’t still relevant and important. If you find a debate or idea in an older article that is useful and relevant, then use it. The important thing with using older articles is that you consider how to contextualize it within contemporary debates. Look for who has cited, engaged with or extended the debate since the article was published.

On the companion website of this book, we provide you with a selection of journal articles we’ve specifically chosen to help you with your study and research. They’re free to download and we encourage you to use this ‘reading a journal article’ guide

 

 

to help improve your essays and take your studies deeper. Go to study.sagepub.com/carahandlouw and read on!

 

 

How to Read a Journal Article Not all journal articles are the same, but they do all tend to have some fundamental elements. If you understand what these elements are, how to find them and why they matter it will help you to understand articles, evaluate their quality, read more efficiently and incorporate their arguments into your own writing.

There are five elements you should aim to identify in any journal article you read:

a significant question or claim a position in the academic debate an explanation of the research method or approach a presentation of the findings and argument a statement of the implications and contributions of the research study.

 

 

Question or claim The first element to look for when reading a journal article is the main question the author poses or the main claim they are making. This question or claim effectively sets the frame through which the author wants the reader to judge their writing. The editor of the journal, when agreeing to publish the article, would have decided that the question or claim is an important one and that the author clearly demonstrated it in their writing. You will usually find this claim in the first section of the article. Once you’ve found it, use that claim as the foundation upon which the article is built. The author will also explain why their question or claim is significant and who or what it matters to. The significance might be presented in relation to the academic field, a policy or governance problem, or events that matter to politics, cultural life or an industry.

 

 

Position in the academic debate The presentation of a question or claim is interrelated with a review of the relevant academic literature. In some articles this will be presented as a clear literature review section; in other articles the first few pages of the article will weave together the author’s claim and question, with an analysis of relevant literature. This might not be titled ‘literature review’ but come under several themed subheadings.

The purpose of this section of a journal article is not just to summarize the debate, but to organize it and frame it. A good literature review will set out competing perspectives or clearly articulate shortcomings and limitations in the current scholarly debate. The purpose is to demonstrate how the author’s question and claim will respond to significant debates in the literature. Sometimes the author will claim to fill a gap in the current debate by adding some now evidence; in other cases the author will claim to correct or refute a significant assumption or claim in the literature by providing confounding evidence or demonstrating how new developments change previous understandings.

The academic literature is always under construction: journal articles don’t aim to end the debate with a final piece of definitive knowledge, but rather contribute to the ongoing effort to push debate forward. The engagement with the literature at the start of a journal article aims to position the article in relation to those debates. Sometimes the literature review will position the study’s contribution as an ‘applied’ one, other times it will be ‘conceptual’. An applied contribution is where existing ideas from the literature are taken and applied or tested in a new context. For example, if research has mainly been conducted with people in one setting (like a city), new research might test those ideas by examining people in a different setting (like a rural area). A conceptual contribution is where existing ideas from the literature are reformulated, or new ideas are proposed, as a way of contending with new developments in technology, society or culture.

At the end of this section of a journal article you should have a clear idea of the debate the author is engaging with, why that debate matters and how they intend to contribute to it. As a reader the literature not only familiarizes you with a debate but also offers you some reference points for your own research. Often, a good way to target your reading is to go out and engage with the authors that others are engaging with. If you find a journal article about a topic or issue that is relevant to you, then check out who the author is engaging with and follow their lead. If you read authors that are citing each other then you are more likely to find a coherent conversation to ground your own thinking and writing within.

 

 

Explanation of research method or approach Once an author has explained their question and claim, and why it matters, and then situated it within current academic debate, they will then set out how they went about doing their research. This is where they explain how they will make an original contribution to the literature.

The media and communication field crosses a broad range of approaches. Some journals have a very systematic way of presenting research methodologies. These journals tend to come from more empirical disciplines that follow a scientific method like psychology or sociology. A journal article might label its methodology section clearly and offer a sustained and clear explanation of the methodological approach and often also an evaluation of its strengths and limitations.

Many journals also come from humanities traditions. In these articles the explanation and justification of the methodology may be more implicit, but it will always be there in some form or another. In its most basic form the author will provide a paragraph that explains how they did what they did and who has used similar methods to address similar questions.

A quantitative and scientific methodology might involve a descriptive or experimental survey for instance, where the author would clearly explain and evaluate the validity of the constructs used in the survey, the sample size and the analytic procedures. A discourse analysis might explain the range of texts selected for analysis and the analytic procedure used to make sense of them. An interview study might explain the sample of people interviewed, the range of questions asked, how the interviews were analysed and what claims were possible from them.

Sometimes a journal article will be making a critical and conceptual argument, and therefore won’t necessarily have empirical evidence or methodology. In these articles though there is still a method in the sense that the author will explain clearly how the argument is structured and what material it will engage with: instead of empirical material like interview, textual or survey data, it might be a scholarly debate or conceptual framework that the author is framing, critiquing and contributing to.

In the media and communication field there are no right and wrong methods, or methods that are better than others. What matters is that the author clearly explains how they did their research and how that approach was appropriate for responding to the question they are posing or making the claim they are making. You need to understand the methodology in order to understand the basis on which the author will go on to make their arguments. You might also find the methodology useful for developing your own research projects and approaches.

 

 

Presentation of findings and argument The first three elements – the problem, literature review and methodology – clearly set out what the article is about, why it matters and how the research was done. From there the author moves on to present the findings and argument from the research. This is where the author makes their contribution to the literature by presenting original material and arguments. These sections are sometimes called ‘results’ and ‘discussion’, other times they are organized under themed subheadings. In more empirical articles the results will be presented separately and then discussed. This is common in journal articles presenting survey research for instance. In other articles the results and analysis will be woven together; this is more common in qualitative and critical research articles. The structure of this section often offers a useful conceptual framework for your own writing. In the findings and argument, scholars usually present concepts that you can use to structure and inform your own arguments, analysis and research.

 

 

Statement of implications and contributions of the research study A journal article will conclude with an explanation of the implications of the research, its limitations, and suggestions for further research. The author will explain what the consequences and significance of the research findings are to the scholarly debate. They will then map out what they think the next steps in research on this problem should be. You can use the conclusion as a launching point for your own arguments, taking up the questions and challenges authors arrive at in their journal articles as a starting point for your own thinking and writing. As academics read each other’s journal articles they look to the implications and suggestions of previous publications and use them as the basis for formulating their next research projects and arguments.

 

 

Placing a journal article in broader debate You should also aim to place a journal article within the broader academic debate. The first way to do this is to go to the journal article’s reference list and locate other articles that extend ideas in the article which are of use to you. Do this in conjunction with reading the article. Where the author makes a claim that you find compelling or useful and then cites it in reference to another author, go to that author’s work and read it too. The second way to place the journal article in the larger debate is to conduct a search to find out who else has cited the article since it was published. Citation is when an article is referenced in another article after it is published. Academics use citation to follow how articles get incorporated into ongoing academic debate after they have been published. Academic publishing is reasonably slow, so you may find that articles don’t accumulate citations until two or three years after they have been published. Articles by prominent scholars or articles that are key to debates in the field will accumulate many citations.

The easiest way to find citations is to use Google Scholar. Search for the article you are reading in Google Scholar. When you find it you will see underneath the listing a link that says ‘Cited by …’ followed by a number. That number is the number of articles that have cited it since publication. Click on that link to go through to the list of articles and search in there for publications that are relevant to you. If there are many hundreds of citations for an article you can click the ‘search within existing articles’ box to search key terms within those articles citing the original article. If you pay attention to how an article is positioned in the broader academic debate it will help you select a collection of articles that are in conversation with one another. This will help to improve your writing because you will have identified and mapped out a shared conversation between scholars who are already mapping out and contributing to a debate that you can then engage with.

 

 

 

1 Meaning, Representation and Power The creation and control of meaning making is critical to the exercise of power.

* How is meaning made and controlled? * How does representation work as a social process? * How is meaning used to exercise power?

 

 

 

In this chapter we: Define meaning and power Consider how meaning and power are related to one another Examine several fundamental accounts of the relationship between meaning and power: hegemony, ideology, discourse and representation Overview how media representations organize everyday life.

 

 

Defining Meaning Communication is central to human experience. When we are born we are immediately situated in, and gradually socialized into, language and meaning. The language we learn to speak, the culture that informs our view of the world and the ideas we are taught precede our arrival in the world. As we grow up we embody history: clusters or pools of ideas, meanings and practices that have congealed over time. We identify these ideas and practices as societies and cultures. Communication has an array of affective and material roles to play in how we relate to others, how we imagine our lives and how we get things done in the world. In his history of the idea of communication Durham-Peters (1999: 1) writes, ‘Though humans were anciently dubbed the “speaking animal” by Aristotle, only since the late nineteenth century have we defined ourselves in terms of our ability to communicate with one another.’ In this book, we are particularly interested in how communication has become central to the development of society, culture and politics since the early twentieth century. In western societies, like the United Kingdom, Ireland, United States, Canada and Australia, communication has become bound up with the production and circulation systems we call ‘the media’. Before we get to the media though we must first consider meaning as an elementary building block of communication. And we must examine the role of communication in forming and maintaining social relationships.

By internalizing meanings, practices and ways of communicating we become members of various social groups and cultures. Meanings are resources that we use to generate our identities, negotiate with others and position ourselves within a social milieu. Meanings are never stable, static or fixed. As we use, circulate and share them, we also remake and reposition them. Our societies and cultures then are also not static. They are continually being reinvented and struggled over. Every individual makes some contribution to reshaping meaning as we engage in the everyday process of communicating with each other. As we grapple to make sense of, and shape, our world, we necessarily change the meaning structures and cultural practices we are born into. The meanings and practices that shape us, and that we use to shape our relationships with others and our world, shift throughout our lives. Numerous, often imperceptibly small, shifts result in the networks of meanings changing from generation to generation, place to place and group to group. Culture is a dynamic and living process. Meanings change and grow precisely because the process of communication – perceiving, receiving and decoding; imparting, disseminating and encoding – relies on innumerable small creative transactions between active human beings.

 

 

All individuals play a role in making, remaking and circulating meaning. Some individuals and groups, however, have more power than others within the communicative process. The networks of meaning making we live within are not arbitrary or random. People are positioned differently by the power relationships in which they are embedded. These positions impact on the access individuals have to media production and circulation systems. Some individuals have more symbolic, cultural and economic resources to control the production and circulation of meaning. This is by no means to suggest though that communication is a linear hierarchy. Each person who communicates is located in a network of social relationships at a particular place and time. They each have differing capacities to adopt, negotiate or resist the production and circulation of meanings that constitute their lives, identities and social worlds.

The making of meaning is embedded within human relationships. Human relationships are marked by an uneven allocation of symbolic and material resources. Those resources are the basis upon which some individuals are able to exert control over the shape of human societies, cultural practices and the shaping of the material world. In this book we refer to these processes as power relationships. One way individuals gain and maintain power is by using meaning to position themselves relative to others. To do this they create and control systems of meaning production and circulation. Just as meanings are never fixed, so too are power relationships always in a state of flux. Meaning is struggled over as people work at improving their position within networks of power relationships. Gaining access to the means of communication, and even particular meanings, is both derivative of power and a means of acquiring power. Those with power have a greater capacity to make and circulate meaning because they are able to control communication institutions and practices. Sites where meanings are made, and the channels through which meanings flow, are significant sites of struggle. Meaning- production spaces like newsrooms, film and television studios, parliaments, courts, universities and research institutions are sites of struggle where people compete for access and argue over ideas.

To understand why a particular set of meanings circulates at a certain time and place we must examine the power relationships between people. Mapping power and meaning is complex because each is constantly shifting in relation to the other. There is a continual struggle over power in all human groups and a constant realignment of winners and losers. Shifts in power are accompanied by changes in the production of meaning. Mapping the mechanics of meaning production, as with mapping meaning itself, requires careful consideration of the time, place and power relationships in which meanings are embedded.

 

 

The Power to Influence Meaning Making At the outset then we need to examine the relationship between power and meaning. Power does not have the tangibility of an object, yet as human beings we all intuitively recognize its presence. We implicitly know in our day-to-day lives how to act according to the power relationships that surround us. In our homes, classrooms, workplaces, and in public spaces we know that some people are able to exert control over how we act. That control is often subtle, and we willingly consent to power via our actions. Like communication, power is omnipresent, yet it can be overlooked because it seems to be just there. Power is though a crucial dimension of the production and circulation of meaning. When we examine power we pay attention to how ideas are made and circulated, by certain people, in particular settings and moments in time. Power is a slippery phenomenon with numerous definitions. For the purposes of this book, power will be seen as the capacity to get what you want when interacting with others. Max Weber (1978) expressed this best when saying that those with power are able to realize their own will even against the resistance of others. Power is also found in the more subtle capacity to stop conflicts from emerging by preventing oppositional agendas from even developing in the first place (Lukes 1974).

Proposing this definition of power raises three related issues.

Firstly, what is the relationship between power and social elites? Secondly, where does power come from? And, thirdly, what is the relationship between being embedded within a power relationship and free agency?

 

 

What is the relation between power and social elites? Discussions about the relationships between meaning making and the media can easily end up sounding like a conspiracy theory in which power elites are seen to manipulate media content to serve their own interests. Studies of media ownership and control, sometimes drawing on the political economy approach to communication, have posited conspiratorial interpretations of media control. These conspiracies more or less argue that powerful groups carefully control the messages and meanings made and circulated in the media. They see an all-powerful media being used to generate ‘false consciousness’. While powerful groups might use media to create and circulate their preferred meanings, they can’t guarantee that the meanings they make will do what they intend. The process of making and managing meaning is messy and opportunistic. There is no conspiracy of elites sitting in a closed room engineering social meanings. The control of meaning making is not always repressive; it can be reflexive and adaptable. That is, elites don’t control meaning making by policing specific meanings, but often by watching and responding to meaning making in general: by steering, shaping and channelling. The control of meaning making can be nuanced and subtle. Media production is used by powerful groups to maintain power. But this does not mean they can simply use the media to exert direct manipulative control over people.

The debate about the power elite theory between the American political scientist Robert Dahl (1961) and the American sociologist C. Wright Mills (1959) is useful when considering the power elite argument. In his book Who Governs? Dahl put forward a pluralist position that argued there is no unified elite because power is diffused within a democracy. Whereas Mills argued in The Power Elite that ultimately power resided with a small group of people within a society. Dahl’s pluralist model sees society as made up of multitudes of intersecting and cross- cutting interest groups without a clear elite. Mills’ power elite model sees society as hierarchically structured, with a small unified elite commanding the rest of society. In this book we engage with a third approach, the hegemonic domination model. Hegemony refers to the establishment of a culture – a certain set of ideas, practices and values – as common sense. Hegemonic ideas are ones that people consent to. In western societies, for instance, liberalism, democracy and capitalism are dominant hegemonic ideas. Most people appear to consent to these ideas and the actions people take as a consequence of them. Hegemonic elites are formed out of alliances of interest groups. These hegemonic alliances become powerful, but their dominance is messy and tentative. It is less hierarchical than in Mills’ conceptualization.

 

 

While at first Mills’ and Dahl’s positions may seem mutually exclusive, it is possible to see each as valid if power is seen to migrate and mutate. Sites of power constantly shift in the course of struggles taking place. Pluralist theory’s denial that elites can (and do) emerge seems naive. But neither is the existence of power elites a necessary condition of human existence – contexts can exist where power is diffused in the way described by pluralist theorists like Dahl (1961). Similarly, the pluralist failure to address the fact that elites can and do intentionally work to manipulate and control non-elites also seems naive. But the notion that non-elites are necessarily powerless and perpetually manipulated seems equally dubious. It is more helpful to recognize the existence of elites and aspirant elites, as well as non-elite groups who are part of a complex pluralist competition for (material and cultural) resources and power. Within this framework the media are one of the many social sites struggled over as a means to acquire and build power.

The hegemonic dominance model is based on this mutable and shifting conceptualization of elites. At certain moments elites might well congeal and manage to become the dominant power brokers within a particular context; only to later have their power challenged and overthrown. This challenge might come from another emergent elite or it might come from a diffused and pluralist network or alliance of interests. One way to imagine Dahl’s model is as society having no centre of power, but rather being composed of a series of fragmented and competing interests; this constellation or balance of interests is susceptible to change. If society is conceptualized as a fluid and continually mutating entity it becomes possible to view elite theory and pluralist theory as describing different moments of a shifting continuum. Gramsci’s (1971) notion of hegemonic struggle is especially useful when conceptualizing the interaction between various competing interest groups. Hegemonic struggle is also helpful in conceptualizing existing, emergent and decaying power elites. Hegemonies have to be built and maintained. Becoming and remaining powerful is never completely accomplished, it requires continuous work: investing resources, managing relationships with other would-be elites, amassing material resources and creating and attaining consent for your ideas. Ruling elites are not conspiracies somehow manipulating society behind the scenes: they are instead the outcome of continual hard hegemonic labour. In present day societies, creating and maintaining hegemonies involves managing the interests of millions of people.

Figure 1.1 Pluralism, power elites and hegemonic dominance

 

 

 

Where does power come from? There are three common explanations of the source of power.

Firstly, access to material and cultural resources needed to get your way and attain the consent of others. This includes the use or threat of violence. Secondly, the occupation of social positions that enhance your capacity to get your way, have others comply with you and restrain the capacity of others to act. And thirdly, using and controlling language to structure social relations.

All three explanations are valuable. Power is derivative of access to economic and cultural resources, social positions and the ability to control language.

To acquire and maintain power, elites and would-be elites seek to control institutions that make and manage ideas. Various institutions are ‘licensed’ to manufacture and circulate meaning: education institutions, the media, parliaments and courts of law. These sites are cultural resources. Access to them is struggled over and controlled. In any given society, struggles around these sites can be observed. These struggles are most intense when power relations are fragile or contested. Powerful groups attempt to control and limit access by a variety of means.

A common means of control is via credentials. Credentials are criteria produced by institutions to govern access. For instance, to be a teacher in a school, or an academic in a university, or a lawyer admitted to the bar you must have acquired the appropriate qualifications. During the twentieth century universities became the key credentialing mechanism in western society. Not just anyone can gain access to a media institution and become a producer of meaning. Besides having the appropriate skills and qualifications, those who run media institutions also ensure the meaning makers they employ share the meanings of that institution. You will not remain employed at a mainstream western news organization if you produce stories that are anarchist, anti-capitalist, fascist or that encourage terrorism, for example.

The media became an important cultural resource during the twentieth century for positioning people: as good or bad, as powerful or weak, as important or unimportant, as credible or illegitimate. Media representations are necessarily battled over because such discourses serve to legitimate or de-legitimate particular hierarchies of social positions and the incumbents of those positions. Given the importance the media assumed in the process of making and circulating powerful ideas from the second half of the twentieth century, media institutions have become

 

 

prized possessions for those seeking power. Owning or controlling a media institution empowers the owner to hire and fire the makers of meaning. Often, media empower particular people and ideas based simply on who and what they pay attention to. Media can disempower not only by saying a particular person or idea is bad, but by simply failing to acknowledge its existence. Whether the ownership and control of media sites does actually confer power will depend on the individuals concerned, the context they operate within and the wider struggles taking place within that context. Power is, however, not immutable and the institutions that produce meaning are dynamic sites. One observation we can make though is that already having material and symbolic power is an advantage in future power struggles.

 

 

What is the relationship between being embedded within a power relationship and free agency? This is a question about the relationship between being controlled and being free. Essentially, there are two different conceptions of power.

In the first, people are passive and have power exercised over them. They merely inhabit preordained structures and social roles. In this view people are conceptualized as imprisoned within power relationships and structures, whether these are economic, political or cultural. The second sees humans as active and part of a process in which power is struggled over. Here, people have agency. Our lifeworlds are seen as the outcome of mutable and creative human activity in which we make and remake our own structures.

For our examination of communication, this poses a question of whether we are seen to be free to make meaning, or whether we merely inhabit predetermined sets of meanings.

The question of predetermined structure versus human agency needs to be positioned within the shift in western philosophy from structuralism to post- structuralism that developed in the mid-twentieth century. This is a complex shift, involving several of the key figures of twentieth-century thought and philosophy.

Meaning is fixed For Ferdinand de Saussure (1974), a founding theorist of linguistics, we are socialized in a prison-house of language. We are born into a world of subjective structures and we learn their pre-existing signs and codes. The Marxist theorist Louis Althusser (1971) took Saussure’s notion of linguistic structures and used these to develop his idea of ideological state apparatuses. Ideological state apparatuses include family, religion, media and education. These structures position us within fixed ideologies or meanings. The way we understand the world and act is determined by those meanings. Within the Althusserian world-view, power derived from controlling these ideological state apparatuses. Human agency was given little scope within this structural and subjectivist view of human communication.

Meaning can be temporarily fixed

 

 

The shift into a post-structural interpretation of meaning came with the French philosopher Michel Foucault (1977, 1979). Foucault also saw humans as being constituted within linguistic structures. However, for Foucault, we are constituted within discursive practices, and these practices are created by human agency within institutions. This Foucaultian shift was highly significant because it opened a space for human agency and struggle that was tied to a notion of institutionalized communication. Structures exist, but these structures, institutions and practices are mutable and changeable because they are the outcome of struggles between active human beings. Structures are something humans maintain through their discourses and practices. The Foucaultian notion of discursive practices represented a shift away from linguistic determinism, that is, away from the idea that we are born into a language or system of meanings and ideas that we cannot change. His notion of knowledge as being constituted by active human practices, within human-made institutions, placed Foucault’s understanding of communication within the same terrain as that of Antonio Gramsci’s (1971) notion of hegemonic struggle. For both Foucault and Gramsci, communication is the outcome of human practices that are struggled over. There may be communicative structures which set boundaries or parameters, but these do not predetermine human action.

Meaning is never fixed The French philosopher Jacques Derrida (1976) took this Foucaultian notion one stage further, and explored the struggle over meaning as a process of trying to either fix meanings into place or uncouple meanings. For Derrida there is a constant shift in meaning structures as the process of fixing and uncoupling and re-fixing unfolds. The political theorists Ernesto Laclau and Chantal Mouffe (1985) took Derrida’s notion one stage further by even questioning the possibility of ever fixing meanings into place. At most Laclau and Mouffe saw ‘fixations’ as partial. Within this account we shift into an understanding of communication as a pure semiosis, where meaning making is understood as purely about language games. The cultural studies academic Stuart Hall (1983) noted the limitations of this extreme post- structuralist world-view. Essentially, extreme post-structuralism decontextualizes meaning making. It ignores power relationships embedded in identifiable political and economic contexts, and so loses the substance and complexity that a Foucaultian or Gramscian approach has. The Laclau and Mouffe position of ‘pure semiosis’ is ill-equipped to deal with how power relationships emerge between humans engaged in struggles over resources and positions. These struggles involve symbolism and cultural resources but they are not reducible exclusively to mere battles over meaning.

 

 

The Gramscian or Foucaultian positions have the advantage of allowing for both human agency and structural limitations. When making meaning we necessarily operate within pre-existing economic, political and linguistic structures, and hence within pre-existing power relations. But these existent structures and power relationships are not immutable or fixed. Rather they set parameters within which the next wave of struggle for power and influence takes place. These contextual parameters may advantage certain individuals and groups engaged in the process, but it does not imprison anyone into a predetermined outcome. Ultimately, both meaning and power relations emerge from a process of ongoing struggle. Within this process there will be those attempting to freeze certain meanings and structures if these advantage their position. And if they have sufficient power or influence they may even be successful for a while. But power is relational and messy, dependent upon the way humans interact in a particular location and time. There will always be gaps and contradictions in any system of control, and there will always be those who wish to circumvent, and will often succeed in circumventing, the mechanisms of control and meaning closure. Ultimately, relational shifts cannot be prevented, hence power shifts are inevitable. Power is always contextually bound, transitory and slipping away from those who try to wield it. Both meanings and power relations are constantly sliding around, migrating and mutating, sometimes in sync with one another and sometimes out of sync. This constant churn creates gaps for those who wish to challenge existent power relations and structures. It is this relational flux that constrains the powerful because the powerful can never permanently pin down relationships that benefit themselves: there will always be some other group pushing back. Power is consequently constrained by the

 

 

propensity humans have for struggle, and their capacity to find gaps and contradictions in any social structure. No structure, whether it be economic, political or cultural, is ever a permanent prison. At most, structures channel human agency.

The same is true for meaning production. The processes of meaning making are bounded by a multiplicity of human-made power relationships and structures which may restrict human industry and creativity but which can never eliminate it. Even if power relationships and structures do not determine meanings, they are part of the contextual framework within which meaning is made and controlled.

 

 

The Struggle Over Meaning: Introducing Hegemony An important dimension of human relationships is the struggle continuously taking place over power and dominance between competing individuals and groups. This competition impacts on both the circulation and production of meaning. All societies have dominant and dominated groups. Naturally, dominant groups prefer to remain dominant. Dominant groups have two mechanisms for creating and maintaining power:

using or threatening violence against those challenging their interests creating legitimacy for the social arrangements which grant them a dominant position.

 

 

The more legitimacy dominant groups have, the less violence they need to employ Ruling groups generally employ a mix of violence and legitimacy to maintain their dominance. Legitimacy is preferable to violence. Power relationships that are viewed as legitimate are easier to maintain. For this reason, the processes of meaning making and circulation are important instruments for making and maintaining power. As Gramsci argued, a key element in building and retaining dominance is manipulating meaning to gain the consent of the dominated. Professional communicators are central to the work of building hegemony, that is, building legitimate and common-sense meanings. Professional communicators are therefore implicated in power struggles.

Meanings are fluid because they are the outcome of a constant struggle between professional communicators. Professional communicators can work for either dominant or dominated groups. Generally speaking, dominant groups have an advantage because they have more resources to employ professional communicators and create or acquire the institutions in which they produce meaning. Think for example of the election process for the US President. Those with resources are disproportionately able to influence the meaning-making process with campaign donations, funding independent advertising campaigns, lobby groups and think tanks that make and circulate ideas. They use their resources to frame the parameters of the political debate, by making certain issues a legitimate, and others an illegitimate, part of the political and media agenda.

Those able to afford the best consultants, policy makers, public opinion researchers, campaigners and communicators increase their chances of success because they increase the likelihood of placing their ideas onto the agenda. This not only gives them access to law makers, but also frames the political and social parameters within which those law makers operate. Similarly, those who can afford the best legal teams are more likely to gain favourable court rulings, which also impacts on legal precedence. For instance, the 2010 US Supreme Court Citizens United v. Federal Election Committee ruling used the First Amendment right to free speech to prevent government from restricting corporations, unions and other groups from funding political campaigns.

Building hegemony requires a mix of professional communicators: lobbyists, policy makers, lawyers, researchers, journalists, advertisers, political strategists, data analysts, designers and so on. This mix of professional communicators is employed not only to make, but also to influence and control the social, cultural,

 

 

legal and political structures that organize the circulation of meaning. The capacity to buy the most skilled professional communicators does not, however, predetermine the outcome of meaning making. At most, it skews meaning production in favour of those who are socially dominant or powerful at any point in time. Grappling with the nature and extent of this capacity is the task of any serious examination of meaning and power.

 

 

Defining hegemony Professional communicators build hegemony. Hegemony is the creation and maintenance of the legitimacy of dominant and powerful groups. Legitimacy is granted when dominated groups consent to domination by more powerful groups. According to Gramsci this involves intellectuals or professional communicators engaging in three tasks:

Firstly, professional communicators help to build consent and legitimacy for a society’s dominant groups. They develop support for the interests and goals of powerful groups. They get other groups to accept as ‘natural’ the leadership, ideas and moral codes of the powerful groups. This legitimacy-making work is at its most obvious in our media and education systems. Secondly, professional communicators organize alliances and compromises. This work is most visible within parliaments, where bargains are struck between different interests, deals are done and compromises made. Thirdly, professional communicators strategically direct political or coercive force. For Gramsci, violence underpins all hegemonies. It may not be necessary to actually use violence against most citizens, but the threat of violence is omnipresent. The simplest example of this is the enforcement of a legal code by the police and judicial system. For most citizens, understanding the consequences of breaking the law is enough to deter them from doing so. Intellectuals and professional communicators organize and legitimate these deterrent forces.

At any particular place and time it is possible to identify the ideas that make powerful groups legitimate. Those ideas are produced and managed by professional communicators working in a variety of institutional settings. These dominant discourses are often opaque, but they establish the parameters within which meaning in any given time and place is made, circulated and contested.

Not everyone accepts the dominant discourse. At any moment there will be individuals and groups unconvinced by the ideas professional communicators circulate. Hall (1980) argues such ‘oppositional’ people negotiate or reject the meanings generated by professional communicators. There are always professional communicators working against the dominant ideas. In any given society we can find groups expressing oppositional ideas. Throughout state socialism in the Soviet Union and Eastern Europe those in power had to contend with anti-communist intellectuals and activists. The National Party in South Africa was challenged by anti-apartheid activists. European nationalists oppose migration and multiculturalism within most European countries. In many countries anti-

 

 

globalization activists are readily identifiable. These activists might communicate via political parties, acts of violence, rallies, independent press, art or music. Some professional communicators consciously work to develop and circulate oppositional ideas designed to undermine hegemonic discourses and promote the interests of dominated or disempowered groups. Such intellectuals, cultural producers and professional communicators are engaged in counter-hegemonic work.

The struggle over ideas matters because meaning has material real-world consequences (Volosinov 1973). What people think informs how they act. And, vice versa, the world created out of the actions of people affects how we think and what we can say. The meanings we make and circulate have real-world consequences. By changing the nature of meaning one can also change human interactions, social organizations and the distribution of resources. Feminist successes in placing gender issues on the social agenda have, for example, altered human interactions, work practices and resource distribution in western societies. The converse is equally true: changing material relationships affects the way that meaning is made. For example, the significant transfer of wealth in post-apartheid South Africa created a new black elite, transforming many from socialist comrades into free enterprise businesspeople. The struggle to construct and reconstruct societies, cultures and economic systems, in part, involves battles to attach, detach and reattach meanings. These shifts affect more than just how we see and talk about the world, they change the way we live. Our lifeworld is altered. This in turn impacts on power relationships. As new power relationships emerge, so to do new hegemonic struggles of meaning, resources and power.

Hegemonic work is consequently complex. There are constant shifts between competing interests. People are always being positioned and repositioned within these shifting relationships. This produces an infinite number of positions from which people make sense of meaning. No possibility exists of ever producing a permanently stable set of dominant meanings. Instead, hegemonic work involves the never-ending task of dealing with challenges, oppositional decodings, power shifts and ever-changing alliances. Meanings are thus only hegemonic in a temporary sense. They are under challenge from the moment of their conception. Despite this, there will always be professional communicators trying to control and stabilize meaning. This brings us to an important question then: to what extent can meaning be controlled?

The Fourth Estate and Democracy

Englisah 205 5A

READ:

Intro:  398-402 (at attachment)

The Autobiography:  Part One and Two at

http://www.ushistory.org/franklin/autobiography/

Ahttp://nrs.harvard.edu/urn-3:HUAM:LEG6245_dynmc?width=560&height=560

The Fourth Estate and Democracy

READ:  “Print Culture and the Road to Revolution”  p. 370 – 75 (at attachment)

While it would be an understatment to point out that Benjamin Franklin is well-known (especially here in Philadelphia, where you are hard-pressed to escape his likeness), most people think of him in popular vignettes: his arrival in Philadelphia, 2 rolls of bread under his arms (p. 418) , the kite experiment, perhaps some of his inventions (the Franklin stove, the lending library, etc.).  Less frequently, people remember that he had a printing shop, the profession that was to earn him his living and later his fortune.

http://www.benjaminfranklinbiography.net/images/illus-010-red.jpg                  http://upload.wikimedia.org/wikipedia/commons/8/81/Poor_Richard_Almanack_1739.jpg                       http://www.museumsyndicate.com/images/6/59222.jpg

However, the existence of a free press (enabled by printers like Franklin) was vital to the communication of revolutionary ideas and the ultimate success of the rejection of British rule.

Freely available media (newspapers, TV, etc.) is often referred to as THE FOURTH ESTATE.

The “fourth estate” is a term that positions the press as a fourth branch of government and one that is important to a functioning democracy.

http://rite2run.files.wordpress.com/2013/05/img_3625.jpg Statue of Franklin as printer, corner of Broad St. & JFK Blvd.

“Access to information is essential to the health of democracy for at least two reasons. First, it ensures that citizens make responsible, informed choices rather than acting out of ignorance or misinformation. Second, information serves a “checking function” by ensuring that elected representatives uphold their oaths of office and carry out the wishes of those who elected them.”

 

 

Discussion Board Post

Your reading in Franklin’s Autobiography covers much of his introduction to, and involvement with, the world of printing in the Colonies.

He even (half-jokingly) suggested the following serve as his epitaph:

 

B. Franklin, Printer

(Like the Cover of an Old Book

Its Contents torn Out

And Stript of its Lettering and Gilding)

Lies Here, Food for Worms.

But the Work shall not be Lost;

For it will (as he Believ’d) Appear once More

In a New and More Elegant Edition

Revised and Corrected

By the Author.

 

How does Franklin’s insistence of his identity as primarily “a printer” embody Enlightenment ideas?

 

250 words. No work cited

 

 

 

English 205 5B

· Gustavas Vasso, or Olaudah Equiano

READ:

Introduction: pp. 512-14

Equiano, from The Interesting Narrative of the Life: Chapters 1-7 (pp. 514-36)

   http://fvt4td.files.wordpress.com/2010/10/equianotravels.jpg http://superculturereport.files.wordpress.com/2011/12/oladuah-equiano.jpg?w=455 Visit  http://www.equiano.org/  & spend some time looking at The Equiano Project.

Musical Homage

“Olaudah Equiano” wtitten in 2006

http://www.songramp.com/mod/mps/viewtrack.php?trackid=54247

Scholarly Debate: Equiano’s Origins

Vincent Carretta, a well-respected biographer of Equiano, came across several documents that call into question the first 30 pages (or so) of the Narrative (the part dealing with his childhood in Nigeria, abduction, and crossing in a slave ship).

https://encrypted-tbn3.gstatic.com/images?q=tbn:ANd9GcQxRHpP1or-8IqLbXwrCLgYJWEUNhtKOYfuYXjksIqQcFSfH3JY

“However, over and above any other evidence, two documents that Carretta cites have turned Equiano studies upside down. These are a 1759 parish baptismal record and a 1773 ship muster.7 Both refer to Equiano as “Gustavus Vassa,” the third of three slave names bestowed upon the young boy and the one he retained throughout his life in correspondence and on legal documents. The 1759 baptismal record lists Gustavus Vassa as a “Black born in Carolina 12 years old” and then there’s the 1773 ship muster for the Race Horse that lists among the rollcall of the crew a “Gust. Weston” and a “Gust. Feston” of “S. Carolina.””

*       *       *       *       *       *       *       *

“Was Equiano/Vassa the son of an African “chief” before he was abducted and forced into slavery, thus making him one of the only victims of the heinous Middle Passage to write about it?  Or was Equiano/Vassa actually an ex-slave from South Carolina who invented the Middle Passage sequence in The Interesting Narrative from other sources and from his own imagination, thus making him the author of a compelling and genre-defining slave narrative that was, at its foundation, fictional? If it turns out that Equiano/Vassa was born in South Carolina, does that change the significance of The Interesting Narrative as a literary text and a historical document? How and to what extent? If Equiano/Vassa is a liar, should we still be teaching him, or is The Interesting Narrative simply a hoax that deserves to be disregarded? Should we, as one scholar has insisted, be saying “Goodbye, Equiano, the African”?

 

 

Discussion Board Post:

How does Equiano’s narrative compare with others we’ve read in the class, such as Bradford’s, Rowlandson’s, or Franklin’s? What values and/or experiences do they seem to share?

Why is Olaudah Equiano’s narrative appropriate reading for an American literature course? He was born in Nigeria, and except for ten years as a slave in the Americas, he lived most of his life in England. What specifically “American” experiences or values does he seem to typify or embrace?

250 words. No work cited

 

 

 

English 205 week5 comment

(make sure write where is this quote from into beginning of explanation) (you can find a quote from reading in first assignment).

 

Students will choose a short excerpt / quote from one of the readings of that week, type it in, then add a short (150 words or so) explanation for your choice. Was your selection important because it:

· is an example of beautiful or striking language?

· exemplifies a particular theme or character?

· makes the reader think about something in a new way?

· reflects a particular aspect of French culture?

· was just something that you liked?

 

For example:

“Whoever gets knowledge from God, science,

 

and a talent for speech, eloquence,

 

Shouldn’t shut up or hide away;

 

No, that person should gladly display.”  Marie de France

explanation:

In the opening lines to the Prologue to the Lays, Marie de France is providing her readers with an explanation for writing these stories down.  This is a very common and traditional rhetorical move informing readers about the ethos or qualifications of the speaker.  In this case, Marie is claiming that she is knowledgeable and eloquent and that these gifts come from God and therefore should be used.  I think it goes further than that; Marie, like most women of her day,* would have been expected to “shut up” and “hide away” as a matter of course, since women’s voices were not welcomed in the public sphere.  By opening her work in this way, she preempts criticism about the appropriateness of her authorship.